DFX Intelligence

A••••• J••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• J••• T•••••

Advisor at T•• P••••• F•••••••• G•••• L••

SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:5d43b9d6-6f6a-ab12-50af-29e4e627a082

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••• F•••••••• G•••• L••	Independent wealth	Jun 21, 2019	n/a	yes	SAN RAFAEL, CA	Current employment
P••••••••• F•••••••• S•••••••	n/a	Apr 4, 2019	Jun 21, 2019	no	SAN FRANCISCO, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• F•••••••• S•••••••	T•• P••••• F•••••••• G•••• L••	Jun 21, 2019	Jun 21, 2019	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
13980:111639:CA:2019-06-21	Jun 21, 2019	Jun 21, 2019	SAN RAFAEL, CA	Firm change

Relationships

Registered with (2)

→ T•• P••••• F•••••••• G•••• L••Registered adviserregistration: current employment
Jun 21, 2019 to presentfactForm ADV
→ P••••••••• F•••••••• S•••••••Registered adviserregistration: previous registration
Apr 4, 2019 to Jun 21, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d43b9d6-6f6a-ab12-50af-29e4e627a082
First observed: Apr 4, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.