DFX Intelligence

J••••• K•• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••••• K•• C•••••

Advisor at R•• C•••••• M••••••• L••

Burien, WA | SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d467324-3c47-e6ce-780d-f477c4770de2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Aug 17, 2020	n/a	yes	SEATTLE, WA\|Burien, WA	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Nov 7, 2014	Sep 8, 2020	no	Seattle, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	R•• C•••••• M••••••• L••	Sep 8, 2020	Aug 17, 2020	-22	Firm change	RIA to ibd
M•••••• W••••• R••••• I•••	R••••• W• B•••• • C•• I•••••••••	Nov 10, 2014	Nov 7, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
8158:31194:WA:2020-09-08	Sep 8, 2020	Aug 17, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (4)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Aug 17, 2020 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Nov 7, 2014 to Sep 8, 2020factForm ADV
→ M•••••• W••••• R••••• I•••Registered adviserregistration: previous registration
Jul 16, 2009 to Nov 10, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d467324-3c47-e6ce-780d-f477c4770de2
First observed: Feb 9, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.