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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DAVID WAYNE STOCKMEIER

Advisor at THE ASCENT GROUP, LLC

VIRGINIA BEACH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d4ea8ec-af6f-6879-8222-5225323f63c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE ASCENT GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 28, 1992
First registration: Apr 4, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2206260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE ASCENT GROUP, LLC	Independent wealth	Jun 10, 2021	n/a	yes	VIRGINIA BEACH, VA	Current employment
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jun 30, 2006	Jun 7, 2021	no	VIRGINIA BEACH, VA\|LINCOLN, NE\|Freeport, NY	Previous registration
CARILLON INVESTMENTS, INC.	n/a	Apr 4, 2000	Jun 30, 2006	no	VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES	THE ASCENT GROUP, LLC	Jun 7, 2021	Jun 10, 2021	3	Firm change	Ibd to new firm
CARILLON INVESTMENTS, INC.	AMERITAS ADVISORY SERVICES	Jun 30, 2006	Jun 30, 2006	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14869:314424:NY:2021-06-07	Jun 7, 2021	Jun 10, 2021	FREEPORT, NY	Firm change

Relationships

Registered with (3)

→ THE ASCENT GROUP, LLCRegistered adviserregistration: current employment
Jun 10, 2021 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 30, 2006 to Jun 7, 2021factForm ADV
→ CARILLON INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 4, 2000 to Jun 30, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d4ea8ec-af6f-6879-8222-5225323f63c6
First observed: Apr 4, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID WAYNE STOCKMEIER

Advisor at THE ASCENT GROUP, LLC

VIRGINIA BEACH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d4ea8ec-af6f-6879-8222-5225323f63c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

THE ASCENT GROUP, LLC

Independent wealth

Jun 10, 2021

n/a

yes

VIRGINIA BEACH, VA

Current employment

AMERITAS ADVISORY SERVICES

Former SEC adviser

Jun 30, 2006

Jun 7, 2021

VIRGINIA BEACH, VA|LINCOLN, NE|Freeport, NY

Previous registration

CARILLON INVESTMENTS, INC.

n/a

Apr 4, 2000

Jun 30, 2006

VIRGINIA BEACH, VA|VIRGINIA BEACH, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMERITAS ADVISORY SERVICES

THE ASCENT GROUP, LLC

Jun 7, 2021

Jun 10, 2021

Firm change

Ibd to new firm

CARILLON INVESTMENTS, INC.

AMERITAS ADVISORY SERVICES

Jun 30, 2006

Firm change

Other

Team

Left

Joined

From

Kind

14869:314424:NY:2021-06-07

Jun 7, 2021

Jun 10, 2021

FREEPORT, NY

Firm change