DFX Intelligence

D•• • E••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

D•• • E••••• L••

CRD 125549

MACON, GA

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Search this name across graphsid dfx:ria:5d55cbb5-7105-cc04-7580-8780c03ec310

Data as of Jul 17, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 1
Observed: Mar 19, 2012 to Jul 17, 2023
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

D•• • E••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $384M••• Locked
Discretionary RAUM: $383M
Private client RAUM: $365Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••• J•••• R••••••	PRESIDENT/MANAGING MEMBER	Na	yes	06/1998	Mar 19, 2012	Jul 17, 2023
E••••• W••••••• W••••••	MEMBER, CHIEF COMPLIANCE OFFICER	Na	yes	07/2004	Mar 19, 2012	Jul 17, 2023

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Blairsville	Ga	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$384M	$412M	-6.9%	$313M	7.1%	6	7	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• G••••• A••••••• I•••	4	Jan 5, 2024	Aug 24, 2023	MACON, GA	Firm absorbed	RIA to RIA	80.0%

Relationships

Controls (4)

← M••••• G••••• A••••••• I•••OwnerPARENT COMPANY, ownership code E, domestic entity
Jul 17, 2023 to presentfactForm ADV
← D••• J•••• R••••••OwnerPRESIDENT/MANAGING MEMBER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← E••••• W••••••• W••••••OwnerMEMBER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← H•••••• M••••••• E•••••OwnerMEMBER, SENIOR FINANCIAL PLANNER, ownership code NA, individual
Mar 22, 2018 to present

Dated events

Occurred
Mar 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 5, 2024
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
4 advisors
Occurred
Jan 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 5, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5d55cbb5-7105-cc04-7580-8780c03ec310
First observed: Mar 19, 2012
Last observed: Jul 17, 2023 38 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.