DFX Intelligence

A••••• G••••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A••••• G••••••• V•••••

Advisor at S••••• W••••• M••••••••• I•••

SAN DIEGO, CA | Gray, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9bdca21c-599a-9949-f080-a9841c9d4b22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M••••••••• I•••	State registered	Jan 29, 2026	n/a	yes	SAN DIEGO, CA\|Gray, GA	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Jul 26, 2023	Jan 16, 2026	no	DENVER, CO\|Macon, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	S••••• W••••• M••••••••• I•••	Jan 16, 2026	Jan 29, 2026	13	Firm change	RIA to state RIA
D•• • E••••• L••	M••••• G••••• A••••••• I•••	Jan 5, 2024	Jul 26, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
125549:147363:GA:2024-01-05	Jan 5, 2024	Jul 26, 2023	MACON, GA	Firm change after gap

Relationships

Registered with (3)

→ S••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jul 26, 2023 to Jan 16, 2026factForm ADV
→ D•• • E••••• L••Registered adviserregistration: previous registration
Mar 12, 2023 to Jan 5, 2024factForm ADV

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9bdca21c-599a-9949-f080-a9841c9d4b22
First observed: Mar 12, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.