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RIA / WealthAdvisorCertified Financial Planner25 years in industry

SEAN THOMAS LAMB

Advisor at BEACON POINTE ADVISORS, LLC

NEWPORT BEACH, CA | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:5d60899d-4740-2e70-73ec-6d6528ced270

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 24, 2001
First registration: May 2, 2002
Dual registered: no
IAPD individual key: 3201193

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Feb 20, 2026	n/a	yes	Fort Lauderdale, FL\|NEWPORT BEACH, CA	Current employment
SPOTLIGHT ASSET GROUP	Former SEC adviser	Jun 22, 2021	Nov 18, 2021	no	OAKBROOK TERRACE, IL\|Fort Lauderdale, FL	Previous registration
CREATIVE PLANNING	Independent wealth	Mar 26, 2014	May 3, 2021	no	FORT LAUDERDALE, FL\|OVERLAND PARK, KS	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 6, 2009	Mar 28, 2014	no	Boca Raton, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 27, 2003	Jul 23, 2009	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 2, 2002	Aug 30, 2002	no	SOMERSET, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPOTLIGHT ASSET GROUP	BEACON POINTE ADVISORS, LLC	Nov 18, 2021	Feb 20, 2026	1,555	Firm change after gap	RIA to RIA
CREATIVE PLANNING	SPOTLIGHT ASSET GROUP	May 3, 2021	Jun 22, 2021	50	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	CREATIVE PLANNING	Mar 28, 2014	Mar 26, 2014	-2	Firm change	Other
EQUITABLE ADVISORS, LLC	CHARLES SCHWAB & CO., INC.	Jul 23, 2009	Aug 6, 2009	14	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EQUITABLE ADVISORS, LLC	Aug 30, 2002	Feb 27, 2003	181	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Feb 20, 2026 to presentfactForm ADV
→ SPOTLIGHT ASSET GROUPRegistered adviserregistration: previous registration
Jun 22, 2021 to Nov 18, 2021factForm ADV
→ CREATIVE PLANNINGRegistered adviserregistration: previous registration
Mar 26, 2014 to May 3, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 6, 2009 to Mar 28, 2014factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 27, 2003 to Jul 23, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 2, 2002 to Aug 30, 2002factForm ADV

Dated events

No dated event names this entity yet.