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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Suzette McIntyre

Advisor at EDWARD JONES

LEXINGTON, NC

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Search this name across graphsid dfx:ria:5d7988da-990e-8d29-92e0-3b801f18cafd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 26, 2007
First registration: Jul 27, 2007
Dual registered: yes, broker-dealer
Other names: SUZETTE LEE OBAUGH|SUZETTE LEE POLEN|SUZETTE LEE POLEN|SUZETTE LEE MCINTYRE
IAPD individual key: 5309539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Dec 20, 2018	n/a	yes	LEXINGTON, NC	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 9, 2017	Dec 20, 2018	no	HIGH POINT, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 30, 2014	Nov 13, 2017	no	HIGH POINT, NC\|HIGH POINT, NC\|SAN DIEGO, CA\|THOMASVILLE, NC\|ARCHDALE, NC\|LEXINGTON, NC\|THOMASVILLE, NC\|KERNERSVILLE, NC\|LEXINGTON, NC\|HIGH POINT, NC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 4, 2010	May 2, 2014	no	THOMASVILLE, NC\|HIGH POINT, NC\|HIGH POINT, NC\|HIGH POINT, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 27, 2007	Dec 22, 2008	no	HIGH POINT, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	EDWARD JONES	Dec 20, 2018	Dec 20, 2018	0	Firm change	Ibd to ibd
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 13, 2017	Nov 9, 2017	-4	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	May 2, 2014	Apr 30, 2014	-2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 22, 2008	Mar 4, 2010	437	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:149018:NC:2017-11-13	Nov 13, 2017	Nov 9, 2017	HIGH POINT, NC	Firm change

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Dec 20, 2018 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 9, 2017 to Dec 20, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 30, 2014 to Nov 13, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 27, 2007 to Dec 22, 2008factForm ADV

Dated events

No dated event names this entity yet.