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Advisor at CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA | Costa Mesa, CA | COSTA MESA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOVRAN ADVISORS, LLC | Independent wealth | Feb 22, 2024 | n/a | yes | SAN DIEGO, CA|Costa Mesa, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 22, 2024 | n/a | yes | COSTA MESA, CA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Mar 5, 2024 | no | Costa Mesa, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | May 9, 2007 | Mar 25, 2017 | no | LOS ANGELES, CA|LAGUNA HILLS, CA|CARLSBAD, CA|MISSION VIEJO, CA|CARLSBAD, CA|IRVINE, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Mar 5, 2024 | Feb 22, 2024 | -12 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:105644:CA:2024-03-05 | Mar 5, 2024 | Feb 22, 2024 | COSTA MESA, CA | Firm change |