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RIA / WealthAdvisor44 years in industry

FREDERICK EDWARD BERNDT

Advisor at LPL FINANCIAL LLC

HARTVILLE, OH

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Search this name across graphsid dfx:ria:5d8c4da8-73b0-409f-2dcc-3499c359a124

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Mar 1, 1999
First registration: Feb 5, 2001
Dual registered: no
IAPD individual key: 819885

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2025	n/a	yes	HARTVILLE, OH	Current employment
SUMMIT CAPITAL INC.	Former SEC adviser	Oct 26, 2022	May 15, 2023	no	HARTVILLE, OH\|PEPPER PIKE, OH	Previous registration
XTENT FINANCIAL GROUP, INC.	n/a	May 29, 2002	Nov 19, 2004	no	AKRON, OH	Previous registration
BERNDT & ASSOCIATES INC	n/a	Feb 5, 2001	Jun 25, 2025	no	HARTVILLE, OH\|UNIONTOWN, OH\|AKRON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BERNDT & ASSOCIATES INC	XTENT FINANCIAL GROUP, INC.	Jun 25, 2025	May 29, 2002	-8,428	Firm change after gap	Other
SUMMIT CAPITAL INC.	LPL FINANCIAL LLC	May 15, 2023	Mar 24, 2025	679	Firm change after gap	RIA to ibd
XTENT FINANCIAL GROUP, INC.	SUMMIT CAPITAL INC.	Nov 19, 2004	Oct 26, 2022	6,550	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ BERNDT & ASSOCIATES INCRegistered adviserregistration: previous registration
Feb 5, 2001 to Jun 25, 2025factForm ADV
→ SUMMIT CAPITAL INC.Registered adviserregistration: previous registration
Oct 26, 2022 to May 15, 2023factForm ADV
→ XTENT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
May 29, 2002 to Nov 19, 2004factForm ADV

Dated events

Occurred
Jun 25, 2025
Advisor changed firm
Frederick Edward Berndt left Berndt & Associates Inc for Xtent Financial Group, Inc. (registered 2002-05-29)
Form ADVobserved 4 days ago
Occurred
May 15, 2023
Advisor changed firm
Frederick Edward Berndt left Summit Capital Inc. for Lpl Financial Llc (registered 2025-03-24)
Form ADVobserved 4 days ago