DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••••• E••••• B•••••

L•• F•••••••• L••BD affiliatedHartville, OhIA-onlyIAPD 819885

Feed of 09/14/2026

At current firm

1 y

since Mar 24, 2025

In the industry

44 y

since Sep 1, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 24, 2025 · Hartville, Oh
S••••• C•••••• I••• former
Oct 26, 2022 to May 15, 2023 · Hartville, Oh
X•••• F•••••••• G••••• I••• unclassified
May 29, 2002 to Nov 19, 2004 · Akron, Oh
B••••• • A••••••••• I•• unclassified
Feb 5, 2001 to Jun 25, 2025 · Hartville, Oh

Moves

a registration end followed by a registration begin elsewhere

B••••• • A••••••••• I•• to X•••• F•••••••• G••••• I•••
left Jun 25, 2025, registered May 29, 2002 (-8428 days) · Other
S••••• C•••••• I••• to L•• F•••••••• L••
left May 15, 2023, registered Mar 24, 2025 (679 days) · RIA to affiliated broker-dealer or bank
X•••• F•••••••• G••••• I••• to S••••• C•••••• I•••
left Nov 19, 2004, registered Oct 26, 2022 (6550 days) · Other

Signals

F•••••••• E••••• B••••• left B••••• • A••••••••• I•• for X•••• F•••••••• G••••• I••• (registered 2002-05-29)
Jun 25, 2025 · Advisor changed firm · fact
F•••••••• E••••• B••••• left S••••• C•••••• I••• for L•• F•••••••• L•• (registered 2025-03-24)
May 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address