DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

David George Baland

Advisor at CONCURRENT INVESTMENT ADVISORS, LLC

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5d93e98f-67f3-cc10-2a5f-d75e82dd6982

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 6, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCURRENT INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jan 29, 1992
First registration: May 6, 1993
Dual registered: yes, broker-dealer
Other names: DAVE BALAND
IAPD individual key: 2164956

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCURRENT INVESTMENT ADVISORS, LLC	Independent wealth	Apr 24, 2023	n/a	yes	TAMPA, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 8, 2022	May 15, 2023	no	Albuquerque, NM	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Apr 11, 2022	no	ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|ALBUQUERQUE, NM\|SAN ANTONIO, TX\|TAOS, NM	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 16, 2003	Oct 23, 2009	no	FARMINGTON, NM\|ALBUQUERQUE, NM\|ALBUQUERQUE, NM	Previous registration
MORGAN STANLEY DW INC.	n/a	May 6, 1993	Mar 10, 2003	no	ALBUQUERQUE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CONCURRENT INVESTMENT ADVISORS, LLC	May 15, 2023	Apr 24, 2023	-21	Bulk transfer	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 11, 2022	Apr 8, 2022	-3	Firm change	Wirehouse to ibd
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Mar 10, 2003	Jul 16, 2003	128	Firm change	Other

Relationships

Registered with (5)

→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Apr 24, 2023 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 8, 2022 to May 15, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Apr 11, 2022factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 16, 2003 to Oct 23, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
May 6, 1993 to Mar 10, 2003factForm ADV

Dated events

Occurred
Apr 11, 2022
Advisor changed firm
David George Baland left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Raymond James Financial Services Advisors, Inc (registered 2022-04-08)
Form ADVobserved 3 days ago