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Advisor at O'CONNOR FINANCIAL GROUP LLC
QUINCY, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O'CONNOR FINANCIAL GROUP LLC | Independent wealth | Sep 19, 2013 | n/a | yes | QUINCY, IL | Current employment |
| O'CONNOR WEALTH MANAGEMENT, LLC. | n/a | Jul 27, 1999 | Dec 31, 2011 | no | QUINCY, IL | Previous registration |
| O'CONNOR WEALTH MANAGEMENT, LLC. | n/a | Jul 27, 1999 | Dec 31, 2007 | no | QUINCY, IL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 27, 1999 | Oct 29, 2015 | no | QUINCY, IL|WHEATON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | O'CONNOR FINANCIAL GROUP LLC | Oct 29, 2015 | Sep 19, 2013 | -770 | Firm change after gap | Other |
| O'CONNOR WEALTH MANAGEMENT, LLC. | LPL FINANCIAL LLC | Dec 31, 2011 | Jul 27, 1999 | -4,540 | Firm change after gap | Other |