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Advisor at WELLS FARGO ADVISORS
SPRINGFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 18, 2024 | n/a | yes | SPRINGFIELD, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2010 | Apr 18, 2024 | no | SPRINGFIELD, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 6, 2010 | no | SPRINGFIELD, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 4, 2004 | Jun 1, 2009 | no | SPRINGFIELD, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | May 6, 1999 | Nov 3, 2004 | no | SPRINGFIELD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Apr 18, 2024 | Apr 18, 2024 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 6, 2010 | Sep 29, 2010 | -7 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | Nov 3, 2004 | Nov 4, 2004 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:IL:2024-04-11 | Apr 18, 2024 | Apr 18, 2024 | SPRINGFIELD, IL | Firm change |