DFX Intelligence

J••••• R••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant31 years in industry

J••••• R••••• S••••

Advisor at A••• W•••••• L••

PORTSMOUTH, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W•••••• L••	Independent wealth	Jun 23, 2015	n/a	yes	PORTSMOUTH, NH	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 24, 2006	Jun 17, 2015	no	PORTSMOUTH, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••• W•••••• L••	Jun 17, 2015	Jun 23, 2015	6	Firm change	Wirehouse to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:174765:NH:2015-06-17	Jun 17, 2015	Jun 23, 2015	PORTSMOUTH, NH	Firm change

Relationships

Registered with (2)

→ A••• W•••••• L••Registered adviserregistration: current employment
Jun 23, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 24, 2006 to Jun 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 24, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.