DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•••••••• W••••• M••••••••• L••
GRANTS PASS, OR | Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•••••••• W••••• M••••••••• L•• | Independent wealth | Aug 20, 2025 | n/a | yes | GRANTS PASS, OR|Omaha, NE | Current employment |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 24, 2023 | Aug 11, 2025 | no | OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | K•••••••• W••••• M••••••••• L•• | Aug 11, 2025 | Aug 20, 2025 | 9 | Firm change | Ibd to RIA |
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Jan 6, 2023 | Jan 24, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107975:125446:NE:2019-12-31 | Dec 31, 2019 | Feb 12, 2020 | OMAHA, NE | Firm change |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Feb 12, 2020 | Jan 6, 2023 | no | OMAHA, NE | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jul 8, 2015 | Dec 31, 2019 | no | OMAHA, NE | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Oct 9, 2012 | Dec 31, 2013 | no | OMAHA, NE | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | Nov 30, 2011 | Aug 23, 2012 | no | BATTLE CREEK, MI|BATTLE CREEK, MI|KALAMAZOO, MI | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | Jul 23, 2010 | Nov 21, 2011 | no | TROY, MI|PORTAGE, MI|PORTAGE, MI|MARSHALL, MI | Previous registration |
| 18 |
| Bulk transfer |
| RIA to ibd |
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 31, 2019 | Feb 12, 2020 | 43 | Channel change | RIA to RIA |
| P•••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 31, 2013 | Jul 8, 2015 | 554 | Firm change after gap | Other |
| F•••• T•••• S••••••••• I••• | P•••• S••••••••• L•• | Aug 23, 2012 | Oct 9, 2012 | 47 | Firm change | Other |
| P•••• S••••••••• L•• | F•••• T•••• S••••••••• I••• | Nov 21, 2011 | Nov 30, 2011 | 9 | Firm change | Other |