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Reading the graph
CRD 125446
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| APPLEGARTH, MARK, DANIEL | CHIEF FINANCIAL OFFICER / TREASURER | Na | yes | 01/2019 | Mar 29, 2019 | Oct 18, 2022 |
| Baum, Jonathan, Russell | ELECTED MANAGER | F | yes | 10/2020 | Jun 15, 2018 | Oct 18, 2022 |
| BEACH, KYLEE, MARIE | GENERAL COUNSEL/SECRETARY | Na | yes | 09/2019 | Sep 3, 2019 | Oct 18, 2022 |
| BEACH, RYAN, BRUCE | CHIEF OF STAFF | Na | yes | 01/2019 | Mar 29, 2019 | Oct 18, 2022 |
| BEAMAN, NOREEN, DARCY | ELECTED MANAGER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| BURNS, MICHAEL, ROY | ELECTED MANAGER | F | yes | 09/2020 | Jun 15, 2018 | Oct 18, 2022 |
| CLARKE, ERIC, REESE | ELECTED MANAGER | F | yes | 09/2020 | Jun 15, 2018 | Oct 18, 2022 |
| CLARKE, ERIC, REESE | CHIEF EXECUTIVE OFFICER | Na | yes | 03/2021 | Jun 15, 2018 | Oct 18, 2022 |
| CROCKETT, TODD, RICHARD | ELECTED MANAGER | F | yes | 09/2020 | Jun 15, 2018 | Oct 18, 2022 |
| FERKO, BRIAN, MICHAEL | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2021 | Mar 31, 2021 | Oct 18, 2022 |
| FORKER, MICHAEL, WILFORD | CHIEF OF STAFF OF OPERATIONS | Na | yes | 03/2022 | Jun 15, 2018 | Oct 18, 2022 |
| GENSTAR CAPITAL IX, L.P. | GENERAL PARTNER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| GENSTAR CAPITAL PARTNERS IX, L.P. | 50% MEMBER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| GENSTAR IX GP LLC | GENERAL PARTNER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| GOLDMAN, CHARLES, GEORGE | ELECTED MANAGER | F | yes | 07/2022 | Oct 18, 2022 | Oct 18, 2022 |
| GT POLARIS GP, LLC | GENERAL PARTNER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| GT POLARIS HOLDINGS, INC. | MEMBERS OWNING 100% | E | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| GT POLARIS HOLDINGS, L.P. | Shareholder | E | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| GT POLARIS MIDCO, INC. | MEMBERS OWNING 100% | E | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| HARDWICK, LORI, TOPE | ELECTED MANAGER | F | yes | 10/2020 | Mar 31, 2021 | Oct 18, 2022 |
| LAMBERT, RANDY, THOMAS | CHIEF OPERATIONS OFFICER | Na | yes | 03/2021 | Sep 3, 2019 | Oct 18, 2022 |
| MCLAUGHLIN, BRIAN, THOMAS | ELECTED MANAGER | F | yes | 07/2022 | Oct 18, 2022 | Oct 18, 2022 |
| ORION ADVISOR SOLUTIONS, INC. | SOLE MEMBER | E | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| RAMAKRISHNAN, SIDDHARTH | ELECTED MANAGER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| SALEWSKI, ANTHONY, JON | ELECTED MANAGER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| TA ASSOCIATES CAYMAN, LTD | 50% MEMBER | F | yes | 09/2020 | Oct 9, 2020 | Oct 18, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BRINKER CAPITAL INVESTMENTS, LLC. | n/a | Bd affiliated wealth | $65B | N | yes | n/a |
| BRINKER CAPITAL SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| CONSTELLATION TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Hebron | Ky | United States | 8 | no |
| Berwyn | Pa | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 31, 2022 | $14B | $14B | 112 | 53 | 2 | n/a | n/a |
| 2020 | Mar 31, 2021 | $10B | $10B | 149 | 53 | 2 | n/a | n/a |
| 2019 | Mar 29, 2020 | $8.7B | $8.7B | 125 | 49 | 1 | n/a | n/a |
| 2018 | Mar 29, 2019 | $7.1M | $0 | 143 | 53 | 1 | n/a | n/a |
| 2017 | Mar 14, 2018 | $2.7M | $0 | 95 | 27 | 0 | n/a | n/a |
| 2016 | Mar 14, 2017 | $2.2M | $0 | 87 | 27 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $2.1M | $0 | 85 | 27 | n/a | n/a | n/a |
| 2014 | Apr 3, 2015 | $1.5M | $0 | 72 | 22 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $5.0M | $5.0M | 65 | 22 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $3.9M | $3.9M | 56 | 22 | n/a | n/a | n/a |
| 2011 | Mar 22, 2012 | $5.4M | $5.4M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $14B | $10B | 37.4% | $7.1M | 1159.2% | 112 | 149 | 2 | 2 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SEI INVESTMENTS MANAGEMENT CORP | 2 | Sep 1, 2022 | Oct 27, 2022 | OMAHA, NE | Team lift out | Other | 1.4% |
| AC WEALTH PARTNERS | 3 | Jun 3, 2022 | Sep 25, 2023 | BERWYN, PA | Team lift out | RIA to new firm | 2.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ORION PORTFOLIO SOLUTIONS, LLC | 2 | Dec 31, 2020 | Jan 25, 2021 | OMAHA, NE | Channel change | Ibd to RIA | 4.3% |
| ORION PORTFOLIO SOLUTIONS, LLC | 2 | Apr 6, 2020 | Apr 13, 2020 | OMAHA, NE | Channel change | RIA to RIA | 18.2% |
| ORION PORTFOLIO SOLUTIONS, LLC | 16 | Dec 31, 2019 | Feb 12, 2020 | OMAHA, NE | Firm absorbed | RIA to RIA | 53.3% |
| ORION PORTFOLIO SOLUTIONS, LLC | 12 | Dec 31, 2018 | Jan 15, 2019 | OMAHA, NE | Channel change | RIA to RIA | 25.5% |