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N•••• R••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

N•••• R••••

N•••• R•••• WEALTH ADVISORS, INC., CRD 157516

BEAVERTON, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5db234d1-7f87-81e6-c0e9-553ee9f0fcb6

Data as of Feb 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 0
Observed: May 25, 2021 to Feb 22, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $216MItem 5.F on the latest filing (2026-02-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $216M
Private client RAUM: $216MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• A•••• D••••	OWNER/EXECUTIVE OFFICER	C	yes	01/2017	May 25, 2021	Mar 21, 2024
L•••••••• B••••• J•••	OWNER/CHIEF COMPLIANCE OFFICER	C	yes	02/2011	May 25, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	1	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$216M	$180M	19.8%	$126M	19.7%	3	3	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••••• W••••• M•••••••••	3	Jun 9, 2026	Jun 10, 2026	PORTLAND, OR	Firm absorbed	RIA to RIA	100.0%

Relationships

Moved with (1)

→ S••••• W••••• M•••••••••Registered adviser3 advisors, firm absorbed
Jun 9, 2026 to Jun 10, 2026factForm ADV

Registered with (5)

← B•••• J••• L•••••••Advisorregistration: previous registration
May 6, 2011 to Jun 10, 2026factForm ADV
← A••• D•••• C•••••••Advisorregistration: previous registration
Nov 24, 2014 to Jun 9, 2026factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 10, 2026
Advisor changed firm
Brian John Lawrence left N•••• R•••• for S••••• W••••• M••••••••• (registered 2026-06-10)
Form ADVobserved 6 days ago
Occurred
Jun 9, 2026
Firm absorbed
N•••• R••••'s advisors moved to S••••• W••••• M••••••••• (Portland, OR): 3 of 3 registered, a day apart
Form ADVobserved 6 days ago
3 advisors
Occurred
Jun 9, 2026
Advisor changed firm
Michelle Pham Tran left N•••• R•••• for S••••• W••••• M••••••••• (registered 2026-06-09)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5db234d1-7f87-81e6-c0e9-553ee9f0fcb6
First observed: May 25, 2021
Last observed: Feb 22, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.