DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
North Ridge
Legal name North Ridge Wealth Advisors, Inc.
Latest filing Feb 22, 2026
First filing on the tape May 25, 2021 · 11 filings
SEC status approved since Jun 24, 2021
RAUM
$216M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$216M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$216M as of Feb 22, 2026
Mar 1, 2022$130M then
HNW client RAUM$170M as of Feb 22, 2026
Mar 1, 2022$65.2M then
State-registered IARs (5.B.3)3 as of Feb 22, 2026
Mar 1, 20222 then
Employees (5.A)3 as of Feb 22, 2026
Mar 1, 20222 then
Private funds: no history
RAUM +20% over the last fiscal year+20% a year over threeIARs 3 to 3offices 0 to 1
Practice profile
derived from the filing of Feb 22, 2026; every figure names its basis
- RAUM per advisor
- $72.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $386,415derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $63.7M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$170M79%
- Individuals$45.3M21%
- Charitable organizations$495,9850.2%
- Individual clients
- 60reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 559reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $63.7M for 59 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
- Brian John Lawrence to Savant Wealth ManagementJun 10, 2026 · RIA to RIA
- Michelle Pham Tran to Savant Wealth ManagementJun 9, 2026 · RIA to RIA
- Adam David Cornwell to Savant Wealth ManagementJun 9, 2026 · RIA to RIA
- John David Pritchett to Strategic Financial Planning, Inc.Feb 22, 2025 · RIA to RIA
- Andrew Graham Darkins to Vista Capital Partners, Inc.Aug 3, 2016 · Other
Joined, latest
- Michelle Pham Tran from Osaic Wealth, Inc.Mar 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- John David Pritchett from Raymond James Financial Services Advisors, IncOct 27, 2022 · Affiliated broker-dealer or bank to independent RIA
- Adam David Cornwell from Vista Capital Partners, Inc.Nov 24, 2014 · Other
- Brian John Lawrence from Headwater Investment Consulting,Inc.May 6, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Savant Wealth ManagementJun 9, 2026 · Portland, Or · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Adam Cornwell · Owner/Executive Officercontrolsince 01/2017 · owns 25% to 50%
- John Brian Lawrence · Owner/Chief Compliance Officercontrolsince 02/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beaverton, Or · principal | 0 | 0 | 1 | ||
| Portland, Or | 0 | 0 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 562 to 559Mar 26, 2025 to Feb 22, 2026
- HNW clients · 63 to 70Mar 26, 2025 to Feb 22, 2026
- Individual clients · 65 to 60Mar 26, 2025 to Feb 22, 2026
- Assets in custody · unset to 63662909.0Mar 26, 2025 to Feb 22, 2026
- Custody of client assets · false to trueMar 26, 2025 to Feb 22, 2026
- Financial planning clients · 0 to 101-250Mar 26, 2025 to Feb 22, 2026
- Other offices · 0 to 1Mar 26, 2025 to Feb 22, 2026
- Discretionary RAUM · $180M to $216MMar 26, 2025 to Feb 22, 2026
- HNW RAUM · $141M to $170MMar 26, 2025 to Feb 22, 2026
- Individual RAUM · $39.2M to $45.3MMar 26, 2025 to Feb 22, 2026
- RAUM · $180M to $216MMar 26, 2025 to Feb 22, 2026
- Accounts · 543 to 562Mar 21, 2024 to Mar 26, 2025
- Advisory employees · 4 to 3Mar 21, 2024 to Mar 26, 2025
- Charity clients · 2 to 1Mar 21, 2024 to Mar 26, 2025
- HNW clients · 40 to 63Mar 21, 2024 to Mar 26, 2025
- Individual clients · 72 to 65Mar 21, 2024 to Mar 26, 2025
- Employees · 4 to 3Mar 21, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Mar 21, 2024 to Mar 26, 2025
- Discretionary RAUM · $164M to $180MMar 21, 2024 to Mar 26, 2025
- HNW RAUM · $137M to $141MMar 21, 2024 to Mar 26, 2025
- Individual RAUM · $25.3M to $39.2MMar 21, 2024 to Mar 26, 2025
- RAUM · $164M to $180MMar 21, 2024 to Mar 26, 2025
- Accounts · 511 to 543May 12, 2023 to Mar 21, 2024
- HNW clients · 35 to 40May 12, 2023 to Mar 21, 2024
- Other offices · 1 to 0May 12, 2023 to Mar 21, 2024
- Discretionary RAUM · $150M to $164MMay 12, 2023 to Mar 21, 2024
- HNW RAUM · $119M to $137MMay 12, 2023 to Mar 21, 2024
- Individual RAUM · $29.7M to $25.3MMay 12, 2023 to Mar 21, 2024
- RAUM · $150M to $164MMay 12, 2023 to Mar 21, 2024
- Accounts · 498 to 511Jan 18, 2023 to Apr 26, 2023
- Charity clients · unset to 2.0Jan 18, 2023 to Apr 26, 2023
- HNW clients · 38 to 35Jan 18, 2023 to Apr 26, 2023
- Individual clients · 88 to 72Jan 18, 2023 to Apr 26, 2023
- Discretionary RAUM · $125M to $150MJan 18, 2023 to Apr 26, 2023
- HNW RAUM · $76.0M to $119MJan 18, 2023 to Apr 26, 2023
- Individual RAUM · $48.6M to $29.7MJan 18, 2023 to Apr 26, 2023
- Non-discretionary RAUM · $444,558 to $0Jan 18, 2023 to Apr 26, 2023
- RAUM · $126M to $150MJan 18, 2023 to Apr 26, 2023
- Accounts · 442 to 498Oct 27, 2022 to Jan 18, 2023
- Advisory employees · 2 to 4Oct 27, 2022 to Jan 18, 2023
Signals
7 dated events
- North Ridge no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $216.0M)Jul 1, 2026 · Left the SEC roster · derived
- Brian John Lawrence left North Ridge for Savant Wealth Management (registered 2026-06-10)Jun 10, 2026 · Advisor changed firm · fact
- Michelle Pham Tran left North Ridge for Savant Wealth Management (registered 2026-06-09)Jun 9, 2026 · Advisor changed firm · fact
- Adam David Cornwell left North Ridge for Savant Wealth Management (registered 2026-05-04)Jun 9, 2026 · Advisor changed firm · fact
- North Ridge's advisors moved to Savant Wealth Management (Portland, OR): 3 of 3 registered, a day apartJun 9, 2026 · Firm absorbed (people side) · derived
- John David Pritchett left North Ridge for Strategic Financial Planning, Inc. (registered 2025-04-20)Feb 22, 2025 · Advisor changed firm · fact
- North Ridge Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)May 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026