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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ACUITY WEALTH MANAGEMENT ADVISORS

WEALTH MANAGEMENT ADVISORS, LLC, CRD 231788

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5db34a18-43a7-8ead-9fce-8c9ddffe4ca2

Data as of Apr 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Apr 6, 2023 to Apr 1, 2024
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $101MItem 5.F on the latest filing (2024-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $101M
Private client RAUM: $101MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 330
Individual clients: 63
High net worth clients: 27
SEC number: 801-127938
CRD: 231788
Filings on the tape: 4
First filed: Apr 6, 2023
Latest filed: Apr 1, 2024
Organised: Limited Liability Company, Kentucky

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FARLEY, TAMMY, DOYLE	Member	E	yes	01/2023	Apr 6, 2023	Apr 1, 2024
SAGACITY HOLDINGS, LLC	Member	E	yes	01/2023	Apr 6, 2023	Apr 1, 2024
SLYH FINANCIAL SERVICES, LLC	Member	C	yes	01/2023	Apr 6, 2023	Apr 1, 2024
SLYH, NATHAN, DAVID	Member	E	yes	01/2023	Apr 6, 2023	Apr 1, 2024
SLYH, NATHAN, DAVID	MEMBER/ CHIEF COMPLIANCE OFFICER	B	yes	07/2018	Apr 6, 2023	Apr 1, 2024
TDF FINANCIAL SERVICES LLC	Member	C	yes	01/2023	Apr 6, 2023	Apr 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ACUITY RISK MANAGEMENT	n/a	n/a	n/a	N	yes	n/a
KRING RAY FARLEY & RIDDLE, PSC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Apr 1, 2024	$101M	$101M	2	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$101M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (5)

← SLYH, NATHAN, DAVIDOwnerMEMBER, ownership code E, individual
Apr 6, 2023 to presentfactForm ADV
← FARLEY, TAMMY, DOYLEOwnerMEMBER, ownership code E, individual
Apr 6, 2023 to presentfactForm ADV
← SAGACITY HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Apr 6, 2023 to presentfactForm ADV
← SLYH FINANCIAL SERVICES, LLCOwnerMEMBER, ownership code C, domestic entity
Apr 6, 2023 to presentfactForm ADV
← TDF FINANCIAL SERVICES LLCOwnerMEMBER, ownership code C, domestic entity
Apr 6, 2023 to presentfactForm ADV

Registered with (4)

← Tyler James ClevelandAdvisorregistration: previous registration
Feb 8, 2024 to Aug 7, 2024factForm ADV
← NATHAN DAVID SLYHAdvisorregistration: previous registration
Jul 16, 2018 to Mar 7, 2024factForm ADV
← JEREMY DWAYNE VAUGHNAdvisorregistration: previous registration
Sep 24, 2015 to Sep 12, 2023factForm ADV
← SIEGFREID BATERINA LAURENAdvisorregistration: previous registration
Jan 5, 2022 to Aug 21, 2023factForm ADV

Dated events

Occurred
Aug 7, 2024
Advisor changed firm
Tyler James Cleveland left Acuity Wealth Management Advisors for Advisory Services Network (registered 2024-04-15)
Form ADVobserved 6 days ago
Occurred
Mar 7, 2024
Advisor changed firm
Nathan David Slyh left Acuity Wealth Management Advisors for Advisory Services Network (registered 2024-03-07)
Form ADVobserved 6 days ago
Occurred
Sep 12, 2023
Advisor changed firm
Jeremy Dwayne Vaughn left Acuity Wealth Management Advisors for Advisory Services Network (registered 2025-01-01)
Form ADVobserved 6 days ago
Occurred
Aug 21, 2023
Advisor changed firm
Siegfreid Baterina Lauren left Acuity Wealth Management Advisors for Advisory Services Network (registered 2025-01-01)
Form ADVobserved 6 days ago
Occurred
Apr 6, 2023
First Form ADV filing
Acuity Wealth Management Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5db34a18-43a7-8ead-9fce-8c9ddffe4ca2
First observed: Apr 6, 2023
Last observed: Apr 1, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACUITY WEALTH MANAGEMENT ADVISORS

WEALTH MANAGEMENT ADVISORS, LLC, CRD 231788

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5db34a18-43a7-8ead-9fce-8c9ddffe4ca2

Data as of Apr 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FARLEY, TAMMY, DOYLE

Member

yes

01/2023

Apr 6, 2023

Apr 1, 2024

SAGACITY HOLDINGS, LLC

Member

yes

01/2023

Apr 6, 2023

Apr 1, 2024

SLYH FINANCIAL SERVICES, LLC

Member

yes

01/2023

Apr 6, 2023

Apr 1, 2024

SLYH, NATHAN, DAVID

Member

yes

01/2023

Apr 6, 2023

Apr 1, 2024

SLYH, NATHAN, DAVID

MEMBER/ CHIEF COMPLIANCE OFFICER

yes

07/2018

Apr 6, 2023

Apr 1, 2024

TDF FINANCIAL SERVICES LLC

Member

yes

01/2023

Apr 6, 2023

Apr 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ACUITY RISK MANAGEMENT

n/a

yes

n/a

KRING RAY FARLEY & RIDDLE, PSC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Apr 1, 2024

$101M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$101M

n/a