DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Acuity Wealth Management Advisors

Former SEC-registered adviserLexington, KentuckyCRD 231788SEC 801-127938IAPD
Legal name Wealth Management Advisors, LLC
Latest filing Apr 1, 2024
First filing on the tape Apr 6, 2023 · 4 filings
RAUM
$101M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$101M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$101M as of Apr 1, 2024
Apr 6, 2023$115M then
HNW client RAUM$77.6M as of Apr 1, 2024
Apr 6, 2023$87.1M then
State-registered IARs (5.B.3)1 as of Apr 1, 2024
Apr 6, 20234 then
Employees (5.A)2 as of Apr 1, 2024
Apr 6, 20235 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2024; every figure names its basis
RAUM per advisor
$101MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
90derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.9MderivedHNW RAUM over HNW clients
Average account
$307,333derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$77.6M77%
  • Individuals$23.8M23%
Individual clients
63reported
HNW clients
27reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
330reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • David Nathan Slyh · Member/ Chief Compliance Officercontrol
    since 07/2018 · owns 10% to 25%
  • Doyle Tammy Farley · Membercontrol
    since 01/2023 · owns 75% or more of Tdf Financial Services LLC
  • David Nathan Slyh · Membercontrol
    since 01/2023 · owns 75% or more of Slyh Financial Services, LLC
Entity owners
  • Sagacity Holdings, LLC · Member
    direct · owns 75% or more
  • Slyh Financial Services, LLC · Member
    indirect · owns 25% to 50% of Sagacity Holdings, LLC
  • Tdf Financial Services LLC · Member
    indirect · owns 25% to 50% of Sagacity Holdings, LLC
Related persons
Schedule D 7.A
  • Acuity Risk Management
    real estaten
  • Kring Ray Farley & Riddle, Psc
    insurancen
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Lexington, Ky · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 486 to 330
    Oct 3, 2023 to Apr 1, 2024
  • Advisory employees · 2 to 1
    Oct 3, 2023 to Apr 1, 2024
  • HNW clients · 35 to 27
    Oct 3, 2023 to Apr 1, 2024
  • Individual clients · 99 to 63
    Oct 3, 2023 to Apr 1, 2024
  • Employees · 3 to 2
    Oct 3, 2023 to Apr 1, 2024
  • State-registered IARs · 2 to 1
    Oct 3, 2023 to Apr 1, 2024
  • Discretionary RAUM · $115M to $101M
    Oct 3, 2023 to Apr 1, 2024
  • HNW RAUM · $87.1M to $77.6M
    Oct 3, 2023 to Apr 1, 2024
  • Individual RAUM · $27.5M to $23.8M
    Oct 3, 2023 to Apr 1, 2024
  • RAUM · $115M to $101M
    Oct 3, 2023 to Apr 1, 2024
  • Advisory employees · 4 to 2
    May 10, 2023 to Oct 3, 2023
  • Employees · 5 to 3
    May 10, 2023 to Oct 3, 2023
  • State-registered IARs · 4 to 2
    May 10, 2023 to Oct 3, 2023
Signals
5 dated events
  • Tyler James Cleveland left Acuity Wealth Management Advisors for Advisory Services Network (registered 2024-04-15)
    Aug 7, 2024 · Advisor changed firm · fact
  • Nathan David Slyh left Acuity Wealth Management Advisors for Advisory Services Network (registered 2024-03-07)
    Mar 7, 2024 · Advisor changed firm · fact
  • Jeremy Dwayne Vaughn left Acuity Wealth Management Advisors for Advisory Services Network (registered 2025-01-01)
    Sep 12, 2023 · Advisor changed firm · fact
  • Siegfreid Baterina Lauren left Acuity Wealth Management Advisors for Advisory Services Network (registered 2025-01-01)
    Aug 21, 2023 · Advisor changed firm · fact
  • Acuity Wealth Management Advisors filed its initial SEC registration (Form ADV)
    Apr 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026