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R•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

R•••• A••••••

Advisor at A•••• F•••••••• A•••••••• L••

BOYNTON BEACH, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:5db773d7-64f6-7cc0-ce4b-621162343f11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• A•••••••• L••	State registered	Aug 11, 2025	n/a	yes	BOCA RATON, FL	Current employment
A••••••• W••••• M••••••••• L••	State registered	Feb 17, 2021	n/a	yes	BOYNTON BEACH, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• F•••••••• A•••••••• L••	A••••••• W••••• M••••••••• L••	Jun 1, 2022	Feb 17, 2021	-469	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A•••• F•••••••• A•••••••• L••	Aug 31, 2012

Relationships

Registered with (3)

→ A•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2017 to Jun 1, 2022factForm ADV
→ A••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 17, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 14, 2011 to Aug 31, 2012factForm ADV

Dated events

Occurred
Jun 1, 2022
Advisor changed firm
R•••• A•••••• left A•••• F•••••••• A•••••••• L•• for A••••••• W••••• M••••••••• L•• (registered 2021-02-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5db773d7-64f6-7cc0-ce4b-621162343f11
First observed: Sep 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.