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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

STEPHEN WINSTON NOFFSINGER

Advisor at LPL FINANCIAL LLC

ST GEORGE, UT | MURRAY, UT | CHESAPEAKE, VA | VIRGINIA BEACH, VA

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Search this name across graphsid dfx:ria:5dbd5050-08bf-3483-d30e-fe92a9af07e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 5, 1994
First registration: May 3, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2506140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	MURRAY, UT\|ST GEORGE, UT\|CHESAPEAKE, VA\|VIRGINIA BEACH, VA	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 29, 2019	May 18, 2022	no	Norfolk, VA\|Norfolk, VA\|Brown Summit, NC	Previous registration
DAVENPORT & COMPANY LLC	Bd affiliated wealth	Jan 18, 2018	Jan 9, 2019	no	NEWPORT NEWS, VA	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	May 13, 2015	Oct 18, 2017	no	YORKTOWN, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 5, 2014	Oct 27, 2014	no	NEWPORT NEWS, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 7, 2009	Sep 5, 2014	no	NEWPORT NEWS, VA\|VIRGINIA BEACH, VA	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Jun 11, 2004	Jan 9, 2009	no	NEWPORT NEWS, VA\|NEWPORT NEWS, VA\|NEWPORT NEWS, VA\|NEWPORT NEWS, VA\|NEWPORT NEWS, VA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 3, 2002	Jun 16, 2004	no	NEWPORT NEWS, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
DAVENPORT & COMPANY LLC	CUNA BROKERAGE SERVICES, INC.	Jan 9, 2019	May 29, 2019	140	Firm change	Ibd to ibd
NATIONWIDE SECURITIES, LLC	DAVENPORT & COMPANY LLC	Oct 18, 2017	Jan 18, 2018	92	Firm change	Other
WELLS FARGO ADVISORS	NATIONWIDE SECURITIES, LLC	Oct 27, 2014	May 13, 2015	198	Firm change	Other
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Sep 5, 2014	Sep 5, 2014	0	Channel change	Wirehouse to wirehouse
TRIAD ADVISORS, LLC	WELLS FARGO ADVISORS	Jan 9, 2009	Jan 7, 2009	-2	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	TRIAD ADVISORS, LLC	Jun 16, 2004	Jun 11, 2004	-5	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 29, 2019 to May 18, 2022factForm ADV
→ DAVENPORT & COMPANY LLCRegistered adviserregistration: previous registration
Jan 18, 2018 to Jan 9, 2019factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
May 13, 2015 to Oct 18, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 5, 2014 to Oct 27, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 7, 2009 to Sep 5, 2014factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 11, 2004 to Jan 9, 2009factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 3, 2002 to Jun 16, 2004factForm ADV

Dated events

No dated event names this entity yet.