DFX Intelligence

J•••• H•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• H•••• M•••••

Advisor at J•••• M••••• A•••• M••••••••• L••

BROOMFIELD, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••• M••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••• M••••• A•••• M••••••••• L••	State registered	Jan 4, 2016	n/a	yes	BROOMFIELD, CO	Current employment
W••••• T•••• A•••••••	Independent wealth	Sep 12, 2014	Feb 25, 2016	no	BROOMFIELD, CO\|IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• T•••• A•••••••	J•••• M••••• A•••• M••••••••• L••	Feb 25, 2016	Jan 4, 2016	-52	Firm change after gap	RIA to state RIA
C••••• A•••••• N••••••• L••	W••••• T•••• A•••••••	Sep 16, 2014	Sep 12, 2014

Relationships

Registered with (5)

→ J•••• M••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 4, 2016 to presentfactForm ADV
→ W••••• T•••• A•••••••Registered adviserregistration: previous registration
Sep 12, 2014 to Feb 25, 2016factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Feb 17, 2011 to Sep 16, 2014factForm ADV
→ Q•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 21, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.