DFX Intelligence

W•••••• C•••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

W•••••• C•••••••• B•••••

Advisor at A••••• A•• P••••••• S•••••••

CHARLOTTE, NC | Charlotte, NC

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Search this name across graphsid dfx:ria:5dc2a20d-93d1-ac1f-f61d-44132e00e17f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Oct 26, 2023	n/a	yes	Charlotte, NC\|CHARLOTTE, NC	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Sep 16, 2021	Oct 24, 2023	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	A••••• A•• P••••••• S•••••••	Oct 24, 2023	Oct 26, 2023	2	Firm change	Ibd to ibd
U•• F•••••••• S••••••• I•••	F••••••• P••••••• A•• W•••••••• A•••••••	Jul 16, 2021	Sep 16, 2021

Relationships

Registered with (6)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Oct 26, 2023 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 16, 2021 to Oct 24, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 3, 2020 to Jul 16, 2021factForm ADV
→ I••••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Oct 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dc2a20d-93d1-ac1f-f61d-44132e00e17f
First observed: Jan 24, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.