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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD 19475

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adadbfee-94c5-97a6-d205-a03ab6e43d1b

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 4
On other graphs: 0
Observed: Mar 10, 2020 to Sep 16, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=29.0
Regulatory AUM: $85.4MItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $10.9M
Private client RAUM: $85.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $7.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 29
Advisory employees: 9
Offices: 9Schedule D 1.F, beyond the principal office
Accounts: 271
Individual clients: 258
High net worth clients: 13
SEC number: 801-121339
CIK: 811230
CRD: 19475
Filings on the tape: 28
First filed: Mar 10, 2020
Latest filed: Sep 16, 2026
Organised: Corporation, NC
Website: intercarolina.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LYNN FRANKLIN IRVIN	n/a	CONCORD, NC \| GREENSBORO, NC	24	39	n/a	yes
DIANA SUE THOMASON	n/a	GREENSBORO, NC \| MURRAY, KY	15	20	2	yes
JAMES GREGORY CORDELL	n/a	CHAPEL HILL, NC \| GREENSBORO, NC	15	34	2	yes
ADAMSON WAYNE WRIGHT	n/a	GREENSBORO, NC	15	31	2	yes
GEORGE HAROLD HARTZMAN	n/a	GREENSBORO, NC	13	33	2	no
MARCUS DALE KINDLEY	n/a	CLEMMONS, NC \| Pine River, MN \| VINTON, VA \| CONCORD, NC \| GREENSBORO, NC	10	45	n/a	yes
VINCENT CRAIG REVELS	n/a	CARY, NC \| GREENSBORO, NC	9	22	1	yes
JOSEPH EUGENE NAVOLANIC	n/a	GREENSBORO, NC	9	44	2	yes
JEREMY MICHAEL REMILY	n/a	WAHPETON, ND \| GREENSBORO, NC	7	18	3	yes
ANTHONY BLAKE HINSON	n/a	OAKBORO, NC \| GREENSBORO, NC	7	16	1	yes
CLARK HARRIS WEEKS	n/a	GREENSBORO, NC \| SANDY SPRINGS, GA	0	21	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KINDLEY, MARCUS DALE	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	C	yes	07/1987	Mar 10, 2020	Mar 22, 2024
NAVOLANIC, JOSEPH EUGENE	PRESIDENT/FIN OP	D	yes	09/1987	Mar 10, 2020	Mar 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Huntersville	Nc	United States	2	yes
Murray	Ky	United States	1	yes
Cary	Nc	United States	1	yes
CHAPEL HILL	Nc	United States	1	yes
Concord	Nc	United States	1	yes
Greensboro	Nc	United States	1	yes
Oakboro	Nc	United States	1	yes
Wahpeton	Nd	United States	1	yes
LITTLE RIVER	Sc	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$85.4M	$10.9M	29	9	9	n/a	n/a
2024	Mar 25, 2025	$131M	$10.5M	14	10	8	n/a	n/a
2023	Mar 22, 2024	$130M	$106M	14	10	9	n/a	n/a
2022	Mar 13, 2023	$100M	$8.4M	13	13	10	n/a	n/a
2021	Mar 23, 2022	$112M	$10.5M	13	13	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	8.3%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$85.4M	$131M	-34.7%	$100M	-5.3%	29	14	9	8

Relationships

Registered with (23)

← KENNETH NELSON WISEMANAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← CLARK HARRIS WEEKSAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← ANTHONY BLAKE HINSONAdvisorregistration: current employment
Aug 28, 2019 to presentfactForm ADV
← JEREMY MICHAEL REMILYAdvisorregistration: current employment
Nov 19, 2018 to presentfactForm ADV
← JOSEPH EUGENE NAVOLANICAdvisorregistration: current employment
Sep 19, 2017 to presentfactForm ADV
← VINCENT CRAIG REVELSAdvisorregistration: current employment
Nov 1, 2016 to presentfactForm ADV
← MARCUS DALE KINDLEYAdvisorregistration: current employment
Mar 15, 2016 to presentfactForm ADV
← GEORGE HAROLD HARTZMANAdvisorregistration: current employment
Nov 16, 2012 to presentfactForm ADV
← ADAMSON WAYNE WRIGHTAdvisorregistration: current employment
Aug 23, 2011 to presentfactForm ADV
← JAMES GREGORY CORDELLAdvisorregistration: current employment
Dec 8, 2010 to presentfactForm ADV
← DIANA SUE THOMASONAdvisorregistration: current employment
Oct 4, 2010 to presentfactForm ADV
← LYNN FRANKLIN IRVINAdvisorregistration: current employment
Dec 31, 2001 to presentfactForm ADV
← JOSEPH MICHAEL MEADORAdvisorregistration: previous registration
Jun 19, 2015 to Dec 5, 2025factForm ADV
← Jonathan Michael LeftwichAdvisorregistration: previous registration
Feb 7, 2024 to Feb 29, 2024factForm ADV
← DERRICK ANTHONY LONGOAdvisorregistration: previous registration
Nov 1, 2016 to Nov 6, 2020factForm ADV
← WILLIAM CHRISTIAN BAYLESAdvisorregistration: previous registration
Apr 17, 2019 to Oct 27, 2020factForm ADV
← WILLIAM HOLTEN FIELDSAdvisorregistration: previous registration
Oct 26, 2017 to Dec 11, 2018factForm ADV
← GREGORY WILLIAM SCHLAUDECKERAdvisorregistration: previous registration
Jan 28, 2004 to Mar 15, 2018factForm ADV
← JOHN ANDREW SHUMSKIAdvisorregistration: previous registration
Aug 4, 2015 to Dec 14, 2016factForm ADV
← RENEE PENLAND SORRELLAdvisorregistration: previous registration
Aug 3, 2015 to Jul 13, 2016factForm ADV
← STEPHEN WAYNE GASKINSAdvisorregistration: previous registration
Apr 7, 2015 to Apr 28, 2015factForm ADV
← EUGENE MCMILLAN MUSSELWHITEAdvisorregistration: previous registration
Nov 30, 2010 to Feb 16, 2011factForm ADV
← MICHAEL TODD BROWNAdvisorregistration: previous registration
Jan 9, 2004 to Apr 11, 2006factForm ADV

Controls (2)

← NAVOLANIC, JOSEPH EUGENEOwnerPRESIDENT/FIN OP, ownership code D, individual
Mar 10, 2020 to Mar 22, 2024factForm ADV
← KINDLEY, MARCUS DALEOwnerCHIEF COMPLIANCE OFFICER/VICE PRESIDENT, ownership code C, individual
Mar 10, 2020 to Mar 22, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 5, 2025
Advisor changed firm
Joseph Michael Meador left Intercarolina Financial Services, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-01-02)
Form ADVobserved 6 days ago
Occurred
Feb 29, 2024
Advisor departed, no destination yet
Jonathan Michael Leftwich no longer registered at Intercarolina Financial Services, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Mar 10, 2020
First Form ADV filing
Intercarolina Financial Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Apr 22, 2022
Intercarolina Financial Services, Inc. reported 10 offices beyond its principal office, up from 5 (2022-03-23 to 2022-04-22)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adadbfee-94c5-97a6-d205-a03ab6e43d1b
First observed: Mar 10, 2020
Last observed: Sep 16, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD 19475

GREENSBORO, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adadbfee-94c5-97a6-d205-a03ab6e43d1b

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:20 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LYNN FRANKLIN IRVIN

n/a

CONCORD, NC | GREENSBORO, NC

n/a

yes

DIANA SUE THOMASON

n/a

GREENSBORO, NC | MURRAY, KY

yes

JAMES GREGORY CORDELL

n/a

CHAPEL HILL, NC | GREENSBORO, NC

yes

ADAMSON WAYNE WRIGHT

n/a

GREENSBORO, NC

yes

GEORGE HAROLD HARTZMAN

n/a

GREENSBORO, NC

MARCUS DALE KINDLEY

n/a

CLEMMONS, NC | Pine River, MN | VINTON, VA | CONCORD, NC | GREENSBORO, NC

n/a

yes

VINCENT CRAIG REVELS

n/a

CARY, NC | GREENSBORO, NC

yes

JOSEPH EUGENE NAVOLANIC

n/a

GREENSBORO, NC

yes

JEREMY MICHAEL REMILY

n/a

WAHPETON, ND | GREENSBORO, NC

yes

ANTHONY BLAKE HINSON

n/a

OAKBORO, NC | GREENSBORO, NC

yes

CLARK HARRIS WEEKS

n/a

GREENSBORO, NC | SANDY SPRINGS, GA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KINDLEY, MARCUS DALE

CHIEF COMPLIANCE OFFICER/VICE PRESIDENT

yes

07/1987

Mar 10, 2020

Mar 22, 2024

NAVOLANIC, JOSEPH EUGENE

PRESIDENT/FIN OP

yes

09/1987

Mar 10, 2020

Mar 22, 2024

City

State

Country

Employees

Also broker-dealer

Huntersville

United States

yes

Murray

United States

yes

Cary

United States

yes

CHAPEL HILL

United States

yes

Concord

United States

yes

Greensboro

United States

yes

Oakboro

United States

yes

Wahpeton

United States

yes

LITTLE RIVER

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$85.4M

$10.9M

n/a

2024

Mar 25, 2025

$131M

$10.5M

n/a

2023

Mar 22, 2024

$130M

$106M

n/a

2022

Mar 13, 2023

$100M

$8.4M

n/a

2021

Mar 23, 2022

$112M

$10.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$85.4M

$131M

-34.7%

$100M

-5.3%