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RIA / WealthAdvisor27 years in industry

Benjamin Edward Woods

Advisor at ELLERBROCK-NORRIS WEALTH STRATEGIES LLC

OMAHA, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ELLERBROCK-NORRIS WEALTH STRATEGIES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66|S65
First exam: Nov 13, 1998
First registration: Sep 7, 2012
Dual registered: no
Other names: Ben Woods
IAPD individual key: 2958295

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC	Independent wealth	Jan 19, 2021	n/a	yes	OMAHA, NE	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 13, 2013	Jan 8, 2021	no	OMAHA, NE\|OMAHA, NE\|Omaha, NE	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 13, 2013	Jan 8, 2021	no	Omaha, NE\|Omaha, NE	Previous registration
BOAZ WEALTH STEWARDSHIP LLC	n/a	Sep 7, 2012	Apr 16, 2013	no	PARKS, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 8, 2021	May 13, 2013	-2,797	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 8, 2021	May 13, 2013	-2,797	Firm change after gap	Other
BOAZ WEALTH STEWARDSHIP LLC	TD AMERITRADE, INC.	Apr 16, 2013	May 13, 2013	27	Firm change	Other

Relationships

Registered with (4)

→ ELLERBROCK-NORRIS WEALTH STRATEGIES LLCRegistered adviserregistration: current employment
Jan 19, 2021 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 13, 2013 to Jan 8, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 13, 2013 to Jan 8, 2021factForm ADV
→ BOAZ WEALTH STEWARDSHIP LLCRegistered adviserregistration: previous registration
Sep 7, 2012 to Apr 16, 2013factForm ADV

Dated events

No dated event names this entity yet.