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A•• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

A•• I••••••••• M••••••••• L••

CRD 292445

RENFREW, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5dcf85b3-ef93-7313-8592-5d4836080207

Data as of Mar 6, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Sep 21, 2020 to Mar 6, 2025
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $235MItem 5.F on the latest filing (2025-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $235M
Private client RAUM: $235MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• C•••• D••••	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISER REPRESENTATIVE	E	yes	01/2018	Sep 21, 2020	Mar 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• S•••••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$235M	$183M	28.6%	$164M	12.6%	9	9	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C• P•••••• W•••••	2	Mar 20, 2026	Mar 17, 2026	RENFREW, PA	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G•••• A•••••••• I••••••••• M••••••••• I•••	2	Oct 3, 2018	Apr 24, 2018	SEVEN FIELDS, PA	Team lift out	RIA to RIA	40.0%

Relationships

Registered with (2)

← C••• D•••• K••••••Advisorregistration: previous registration
Apr 18, 2018 to Mar 20, 2026factForm ADV
← Ethan James LaneAdvisorregistration: previous registration
Apr 24, 2018 to Mar 20, 2026factForm ADV

Moved with (2)

→ C• P•••••• W•••••Registered adviser2 advisors, team lift out, same day
Mar 20, 2026 to Mar 17, 2026factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 20, 2026
Team lift-out
2 advisors left A•• I••••••••• M••••••••• L•• (Renfrew, PA) for C• P•••••• W••••• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 20, 2026
Advisor changed firm
Curt David Knotick left A•• I••••••••• M••••••••• L•• for C• P•••••• W••••• (registered 2026-03-17)
Form ADVobserved 7 days ago
Occurred
Mar 20, 2026
Advisor changed firm
Ethan James Lane left A•• I••••••••• M••••••••• L•• for C• P•••••• W••••• (registered 2026-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dcf85b3-ef93-7313-8592-5d4836080207
First observed: Sep 21, 2020
Last observed: Mar 6, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.