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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.

ACCURATE INVESTMENT SOLUTIONS, INC., CRD 143008

SEVEN FIELDS, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8499f8c-2a64-6478-c4af-ff01e5f17267

Data as of Feb 7, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 1
Observed: Mar 15, 2012 to Feb 7, 2020
36 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Gierl Augustine Investment Management, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $331MItem 5.F on the latest filing (2020-02-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $328M
Private client RAUM: $276MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,476
Individual clients: 549
High net worth clients: 62
Custody, client assets: $63.7M
SEC number: 801-67529
CRD: 143008
Filings on the tape: 36
First filed: Mar 15, 2012
Latest filed: Feb 7, 2020
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AUGUSTINE, GARY, EARL	Officer	C	yes	01/2005	Mar 15, 2012	Feb 7, 2020
AUGUSTINE, GARY, EARL	Officer	Na	yes	01/2007	Mar 15, 2012	Feb 7, 2020
AUGUSTINE, TIMOTHY, JOHN	OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2007	Mar 15, 2012	Feb 7, 2020
GIERL AUGUSTINE & ASSOCIATES, LLC.	Member	E	yes	03/2017	Feb 6, 2018	Feb 7, 2020
GIERL, STEPHEN, WILLIAM	Officer	D	yes	01/2005	Mar 15, 2012	Feb 7, 2020
GIERL, STEPHEN, WILLIAM	Officer	Na	yes	01/2007	Mar 15, 2012	Feb 7, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GIERL AUGUSTINE & ASSOCIATES, LLC.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 7, 2020	$331M	$328M	11	6	1	n/a	n/a
2018	Feb 27, 2019	$279M	$275M	13	8	1	n/a	n/a
2017	Feb 6, 2018	$354M	$351M	11	7	2	n/a	n/a
2016	Mar 3, 2017	$240M	$240M	9	5	n/a	n/a	n/a
2015	Mar 7, 2016	$221M	$221M	12	10	n/a	n/a	n/a
2014	Mar 18, 2015	$161M	$161M	13	5	n/a	n/a	n/a
2013	Mar 18, 2014	$168M	$168M	13	5	n/a	n/a	n/a
2012	Feb 19, 2013	$138M	$138M	13	6	n/a	n/a	n/a
2011	Mar 15, 2012	$105M	$105M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$331M	$279M	18.7%	$240M	11.4%	11	13	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STRATOS WEALTH ADVISORS LLC	4	Jun 19, 2020	Jan 3, 2020	SEVEN FIELDS, PA	Firm absorbed	RIA to RIA	100.0%
ASG INVESTMENT MANAGEMENT, LLC	2	Oct 3, 2018	Apr 24, 2018	SEVEN FIELDS, PA	Team lift out	RIA to RIA	40.0%

Relationships

Controls (4)

← GIERL, STEPHEN, WILLIAMOwnerOFFICER, ownership code D, individual
Mar 15, 2012 to presentfactForm ADV
← AUGUSTINE, GARY, EARLOwnerOFFICER, ownership code C, individual
Mar 15, 2012 to presentfactForm ADV
← AUGUSTINE, TIMOTHY, JOHNOwnerOFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 15, 2012 to presentfactForm ADV
← GIERL AUGUSTINE & ASSOCIATES, LLC.OwnerMEMBER, ownership code E, domestic entity
Feb 6, 2018 to presentfactForm ADV

Registered with (6)

← David J KingAdvisorregistration: previous registration
Jun 26, 2009 to Jun 19, 2020factForm ADV
← GARY EARL AUGUSTINEAdvisorregistration: previous registration
Feb 22, 2007 to Jun 19, 2020factForm ADV
← Timothy AugustineAdvisorregistration: previous registration
Feb 22, 2007 to Jun 19, 2020factForm ADV
← Cassidy Hill SchmidtAdvisorregistration: previous registration
Sep 20, 2019 to Jun 19, 2020factForm ADV
← CURT DAVID KNOTICKAdvisorregistration: previous registration
Apr 6, 2017 to Oct 3, 2018factForm ADV
← Ethan James LaneAdvisorregistration: previous registration
Dec 22, 2017 to Oct 3, 2018factForm ADV

Moved with (2)

→ STRATOS WEALTH ADVISORS LLCRegistered adviser4 advisors, firm absorbed, same day
Jun 19, 2020 to Jan 3, 2020factForm ADV
→ ASG INVESTMENT MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Oct 3, 2018 to Apr 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a8499f8c-2a64-6478-c4af-ff01e5f17267
First observed: Mar 15, 2012
Last observed: Feb 7, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GIERL AUGUSTINE INVESTMENT MANAGEMENT, INC.

ACCURATE INVESTMENT SOLUTIONS, INC., CRD 143008

SEVEN FIELDS, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a8499f8c-2a64-6478-c4af-ff01e5f17267

Data as of Feb 7, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AUGUSTINE, GARY, EARL

Officer

yes

01/2005

Mar 15, 2012

Feb 7, 2020

AUGUSTINE, GARY, EARL

Officer

yes

01/2007

Mar 15, 2012

Feb 7, 2020

AUGUSTINE, TIMOTHY, JOHN

OFFICER AND CHIEF COMPLIANCE OFFICER

yes

01/2007

Mar 15, 2012

Feb 7, 2020

GIERL AUGUSTINE & ASSOCIATES, LLC.

Member

yes

03/2017

Feb 6, 2018

Feb 7, 2020

GIERL, STEPHEN, WILLIAM

Officer

yes

01/2005

Mar 15, 2012

Feb 7, 2020

GIERL, STEPHEN, WILLIAM

Officer

yes

01/2007

Mar 15, 2012

Feb 7, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GIERL AUGUSTINE & ASSOCIATES, LLC.

n/a

City

State

Country

Employees

Also broker-dealer

Pittsburgh

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 7, 2020

$331M

$328M

n/a

2018

Feb 27, 2019

$279M

$275M

n/a

2017

Feb 6, 2018

$354M

$351M

n/a

2016

Mar 3, 2017

$240M

n/a

2015

Mar 7, 2016

$221M

n/a

2014

Mar 18, 2015

$161M

n/a

2013

Mar 18, 2014

$168M

n/a

2012

Feb 19, 2013

$138M

n/a

2011

Mar 15, 2012

$105M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$331M

$279M

18.7%

$240M

11.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STRATOS WEALTH ADVISORS LLC

Jun 19, 2020

Jan 3, 2020

SEVEN FIELDS, PA

Firm absorbed

RIA to RIA

100.0%

ASG INVESTMENT MANAGEMENT, LLC

Oct 3, 2018

Apr 24, 2018

SEVEN FIELDS, PA

Team lift out

RIA to RIA

40.0%