This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SPARTAN WEALTH MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Jan 10, 2022

First registration

Jun 9, 2022

Dual registered

yes, broker-dealer

Other names

ZAKERIE EMERSON THOMPSON|Zak Thompson

IAPD individual key

6400706

• Occurred

  Jul 7, 2025
  Advisor changed firm

  Zakerie Thompson left Cadaret Grant & Co Inc for Spartan Wealth Management (registered 2026-01-14)

  Form ADVobserved 6 days ago
• Occurred

  Feb 7, 2024
  Advisor changed firm

  Zakerie Thompson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Cadaret Grant & Co Inc (registered 2024-01-26)

  Form ADVobserved 6 days ago
• Occurred

  Dec 6, 2022
  Advisor changed firm

  Zakerie Thompson left J. W. Cole Advisors, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-02-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5dd2c392-7b1f-21d8-b1a2-40165880678e

First observed

Jun 9, 2022

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.