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Advisor at MOMENTUM INDEPENDENT NETWORK INC.
DALLAS, TX | Virginia Beach, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Dec 13, 2021 | n/a | yes | DALLAS, TX|Virginia Beach, VA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 20, 2021 | Dec 13, 2021 | no | VIRGINIA BEACH, VA | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Nov 14, 2008 | May 20, 2021 | no | WASHINGTON, DC|VIRGINIA BEACH, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 8, 2006 | Aug 28, 2008 | no | WASHINGTON, DC|NEW YORK, NY | Previous registration |
| ADVEST, INC. | n/a | Jul 26, 2001 | Mar 8, 2006 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | MOMENTUM INDEPENDENT NETWORK INC. | Dec 13, 2021 | Dec 13, 2021 | 0 | Firm change | Ibd to ibd |
| SUMMIT FINANCIAL GROUP INC | CETERA ADVISOR NETWORKS LLC | May 20, 2021 | May 20, 2021 | 0 | Channel change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUMMIT FINANCIAL GROUP INC | Aug 28, 2008 | Nov 14, 2008 | 78 | Firm change | Other |
| ADVEST, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 8, 2006 | Mar 8, 2006 | 0 | Bulk transfer | Other |