N••••••• E•••

Advisor at A•••• W••••• M••••••••• L••

Whitefish Bay, WI | BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5de9240d-b7e5-013a-c929-7473785885b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 21, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• L••	Independent wealth	Nov 13, 2025	n/a	yes	Whitefish Bay, WI\|BROOKFIELD, WI	Current employment
W•• A•••• M••••••••• C•••	Former SEC adviser	Jan 21, 1994	Dec 4, 2025	no	WHITEFISH BAY, WI\|WHITEFISH BAY, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• A•••• M••••••••• C•••	A•••• W••••• M••••••••• L••	Dec 4, 2025	Nov 13, 2025	-21	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
106102:127987:WI:2025-12-04	Dec 4, 2025	Nov 13, 2025	WHITEFISH BAY, WI	Firm change

Relationships

Registered with (2)

→ A•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ W•• A•••• M••••••••• C•••Registered adviserregistration: previous registration
Jan 21, 1994 to Dec 4, 2025factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
N••••••• E••• left W•• A•••• M••••••••• C••• for A•••• W••••• M••••••••• L•• (registered 2025-11-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5de9240d-b7e5-013a-c929-7473785885b8
First observed: Jan 21, 1994
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.