H•••••• A••••

Advisor at R•••••••• A•••• M•••••••••

Duncanville, TX | MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5deac017-06da-4535-adb9-c031f721c118

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• A•••• M•••••••••	Bd affiliated wealth	Aug 29, 2025	n/a	yes	Duncanville, TX\|MENLO PARK, CA	Current employment
P••••••• C•••••• A••••••• C•••••••••	Former SEC adviser	Jul 20, 2017	Apr 2, 2018	no	Dallas, TX\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A••••••• C•••••••••	R•••••••• A•••• M•••••••••	Apr 2, 2018	Aug 29, 2025	2,706	Firm change after gap	RIA to RIA
T• A••••••••• I•••	P••••••• C•••••• A••••••• C•••••••••	Dec 14, 2016	Jul 20, 2017

Relationships

Registered with (6)

→ R•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ P••••••• C•••••• A••••••• C•••••••••Registered adviserregistration: previous registration
Jul 20, 2017 to Apr 2, 2018factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 15, 2013 to Dec 14, 2016factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5deac017-06da-4535-adb9-c031f721c118
First observed: Jul 25, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.