DFX Intelligence
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Reading the graph
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Advisor at S•••••• C•••••• P•••••••
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• C•••••• P••••••• | Independent wealth | Jan 16, 2026 | n/a | yes | OMAHA, NE | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Aug 20, 2024 | Dec 31, 2025 | no | Gretna, NE|NORFOLK, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | S•••••• C•••••• P••••••• | Dec 31, 2025 | Jan 16, 2026 | 16 | Firm change | Ibd to RIA |
| M•••••• | C••••••••• F•••••••• N•••••• | Aug 19, 2024 | Aug 20, 2024 |
| M•••••• | Bd affiliated wealth | Feb 9, 2018 | Aug 19, 2024 | no | OMAHA, NE|Omaha, NE | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Aug 11, 2015 | Apr 25, 2016 | no | OMAHA, NE | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Feb 20, 2014 | Jul 6, 2015 | no | OMAHA, NE | Previous registration |
| 1 |
| Firm change |
| Ibd to ibd |
| S•••••••• A••••••• L•• | M•••••• | Apr 25, 2016 | Feb 9, 2018 | 655 | Firm change after gap | Other |
| O•••• P•••••••• S••••••••• L•• | S•••••••• A••••••• L•• | Jul 6, 2015 | Aug 11, 2015 | 36 | Firm change | Other |