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S•••••• C•••••• P••••••• INC, CRD 317517
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-07-20 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• W••••••••• | n/a | OMAHA, NE | 4 | 12 | 4 | no |
| D•••• A• S•••••• | Certified Financial Planner | OMAHA, NE | 3 | 17 | 3 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••••• D••••• A• | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 11/2021 | Dec 1, 2021 | Apr 17, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 12, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 1 | 4 | 9.1% | 1 | 0 | 0 | 8 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $810M | $374M | 116.6% | $207M | 57.6% | 21 | 9 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•••••• W••••• A••••••• L•• | 2 | Apr 1, 2022 | Apr 17, 2023 | OMAHA, NE | Team lift out | RIA to new firm | 3.9% |
| no |
| V•••••• A•••••• P••••••••• | n/a | Ronkonkoma, NY | OMAHA, NE | 2 | 13 | n/a | no |
| R••• J•••• P••••••• | n/a | OMAHA, NE | 1 | 12 | 1 | no |
| T••••••• J•••• H••••••• | Certified Financial Planner | OMAHA, NE | Frisco, TX | 1 | 16 | 3 | no |
| J••••• W•••••• R••• C•••••• | Certified Financial Planner|Chartered Financial Consultant | OMAHA, NE | 0 | 13 | 2 | no |
| J•••• S••••• A••••••• | Certified Financial Planner | OMAHA, NE | 0 | 13 | 1 | no |
| K•• K••••• | Chartered Financial Analyst | Omaha, NE | OMAHA, NE | 0 | 12 | n/a | no |
| M•••••• A•• P•••• | Certified Financial Planner | OMAHA, NE | 0 | 12 | 4 | no |
| C••••• J•••• M•••••••• | Certified Financial Planner | OMAHA, NE | 0 | 13 | 1 | no |
| K•••• P•••••• M••••• | Certified Financial Planner | OMAHA, NE | 0 | 11 | 1 | no |
| $601M |
| $601M |
| 21 |
| 10 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 3, 2025 | $374M | $374M | 9 | 6 | 0 | n/a | n/a |
| 2023 | Mar 13, 2024 | $282M | $282M | 9 | 6 | 0 | n/a | n/a |
| 2022 | Mar 15, 2023 | $207M | $207M | 6 | 4 | 0 | n/a | n/a |