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Advisor at ABUNDIT WEALTH
SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ABUNDIT WEALTH | State registered | Mar 13, 2024 | n/a | yes | SAN JOSE, CA | Current employment |
| MARINER ADVISOR NETWORK | Bd affiliated wealth | May 28, 2020 | Apr 2, 2024 | no | San Jose, CA | Previous registration |
| RNP ADVISORY SERVICES, INC. | Former SEC adviser | Mar 22, 2018 | May 28, 2020 | no | MORGAN HILL, CA | Previous registration |
| RNP ADVISORY SERVICES, INC. | Former SEC adviser | Mar 27, 2006 | Dec 31, 2017 | no | MORGAN HILL, CA | Previous registration |
| RNP ADVISORY SERVICES, INC. | Former SEC adviser | Sep 22, 2004 | Dec 31, 2005 | no | SAN JOSE, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 14, 2003 | Sep 3, 2003 | no | CAMPBELL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER ADVISOR NETWORK | ABUNDIT WEALTH | Apr 2, 2024 | Mar 13, 2024 | -20 | Firm change | Ibd to state RIA |
| RNP ADVISORY SERVICES, INC. | MARINER ADVISOR NETWORK | May 28, 2020 | May 28, 2020 | 0 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | RNP ADVISORY SERVICES, INC. | Sep 3, 2003 | Sep 22, 2004 | 385 | Firm change | Other |