DFX Intelligence

L••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

L••••••• C•••••• M••••••••• L•

CRD 327065

NEW YORK, NY

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Search this name across graphsid dfx:ria:5e051442-afd6-c030-660d-f3e06d98aa24

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 17
On other graphs: 3
Observed: Jun 6, 2023 to May 1, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L••••••• C•••••• M••••••••• L•

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

L••••••• C•••••• M••••••••• L•

Capital provider to sponsors · key cik, key crd, key sfn adviser, shared crd

Private Creditidentity

L••••••• C•••••• M••••••••• L•

Private credit manager · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.5B••• Locked
Discretionary RAUM: $4.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••••••• O••••••••• A••••••••• S•••••••• H••••••• I• F••• L•	Hedge Fund	$1.3B	May 1, 2026	50	Nov 3, 2023	reported	021-491725
L••••••• O••••••••• A••••••••• S•••••••• H••••••• I• F••• L•	Hedge Fund	$1.0B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A••••• A••••	Trustee	F	yes	06/2023	Jun 6, 2023	May 7, 2024
B•••••• G•••••• L••	MANAGING MEMBER	F	yes	01/2023	Jun 6, 2023	May 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••••••• C•••••• F••• G• L•	n/a	n/a	n/a	N	yes	n/a
L••••••• C•••••• F••• O••••• G• L•	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.5B	$3.2B	39.6%	n/a	n/a	27	24	0	0

Relationships

Advises (20)

→ L••••••• A•••• I• C•••••••• F••• L•Private fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ L••••••• T••••• O•••••• F••• L•Private fundPrivate Equity Fund, IA
May 1, 2026 to presentfactForm ADV
→ L••••••• D••••• L•••••• F••• H••••••• L•Private fundPrivate Equity Fund, IA
May 1, 2026 to presentfactForm ADV
→ L••••••• S•• F••• H••••••• L•

Dated events

Occurred
May 1, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$2.9B
Occurred
May 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$191M
Occurred
May 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$26.9M
Occurred
May 1, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e051442-afd6-c030-660d-f3e06d98aa24
First observed: Jun 6, 2023
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.