DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• C•••••• M••••••••• L•
Latest filing May 1, 2026
First filing on the tape Jun 6, 2023 · 9 filings
SEC status approved since Nov 6, 2023
RAUM
$4.5B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$4.5B as of May 1, 2026
Mar 29, 2024$2.2B then
HNW client RAUM$0 as of May 1, 2026
Mar 29, 2024$0 then
State-registered IARs (5.B.3)0 as of May 1, 2026
Mar 29, 20240 then
Employees (5.A)27 as of May 1, 2026
Mar 29, 202421 then
Private funds20 as of May 1, 2026
Mar 29, 202410 then
RAUM +40% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $127MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 35reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••••• O••••••••• A••••••••• S•••••••• H••••••• I• F••• L• | Hedge Fund | $719M | 13 | Nov 3, 2023 |
| L••••••• O••••••••• A••••••••• S•••••••• H••••••• I• F••• L• | Hedge Fund | $562M | 13 | Nov 3, 2023 |
| L••••••• G••••••••• C•••••••• F••• L• | Private Equity Fund | $480M | 1 | Mar 29, 2024 |
| L••••••• C••• O••••• C•••••••• F••• L• | Private Equity Fund | $353M | 1 | Nov 3, 2023 |
| L••••••• A•••• I• C•••••••• F••• L• | Private Equity Fund | $324M | 7 | Mar 29, 2024 |
| L••••••• P••• H••••••• I• L• | Hedge Fund | $267M | 1 | Mar 29, 2024 |
| L••••••• P••• H••••••• I• L• | Hedge Fund | $207M | 1 | Mar 29, 2024 |
| L••••••• A•••• I• C•••••••• F••• L• | Private Equity Fund | $139M | 5 | Mar 29, 2024 |
| L••••••• O•• C•••••••• H••••••• I• L• | Private Equity Fund | $133M | 2 | Mar 29, 2024 |
| L••••••• O•• C•••••••• H••••••• I• L• | Private Equity Fund | $133M | 2 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• G•••••• L•• · Chief Executive Officercontrolsince 01/2023 · owns less than 5%
- H•••• M••• Z•• · Chief Investment Officercontrolsince 01/2023 · owns less than 5%
- M•••••• R•••••• G•••• · Chief Financial Officer / Chief Operating Officercontrolsince 02/2023 · owns less than 5%
- N•••••• J•••••• J•• · Chief Compliance Officercontrolsince 05/2023 · owns less than 5%
- B•••••• A••••• A•••• · Trusteecontrolsince 06/2023 · owns F of G••••• B••••• T••••
- B•••••• G•••••• L•• · Managing Membercontrolsince 01/2023 · owns F of L••••••• C•••••• M••••••••• G• L••
- B•••••• G•••••• L•• · Trusteecontrolsince 06/2023 · owns F of G••••• B••••• T••••
- H•••• M••• Z•• · Managing Membercontrolsince 02/2023 · owns F of L••••••• C•••••• M••••••••• G• L••
- H•••• M••• Z•• · Limited Partnercontrolsince 03/2023 · owns 50% to 75% of L••••••• C•••••• M••••••••• H••••••• L•
Entity owners
- L••••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
- L••••••• C•••••• M••••••••• H••••••• L• · Limited Partnerdirect · owns 75% or more
- G••••• B••••• T•••• · Limited Partnerindirect · owns 50% to 75% of L••••••• C•••••• M••••••••• H••••••• L•
Related persons
Schedule D 7.A
- L••••••• C•••••• F••• G• L•investment adviserpooled vehicle sponsorn
- L••••••• C•••••• F••• O••••• G• L•investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 27 to 35May 12, 2025 to Mar 30, 2026
- Advisory employees · 16 to 17May 12, 2025 to Mar 30, 2026
- Pooled vehicle clients · 27 to 35May 12, 2025 to Mar 30, 2026
- Employees · 24 to 27May 12, 2025 to Mar 30, 2026
- Private funds · 15 to 20May 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.6B to $4.0BMay 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $620M to $460MMay 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.2B to $4.5BMay 12, 2025 to Mar 30, 2026
- RAUM · $3.2B to $4.5BMay 12, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 12, 2025
- Accounts · 17 to 27May 7, 2024 to Mar 28, 2025
- Advisory employees · 15 to 16May 7, 2024 to Mar 28, 2025
- Pooled vehicle clients · 17 to 27May 7, 2024 to Mar 28, 2025
- Employees · 21 to 24May 7, 2024 to Mar 28, 2025
- Private funds · 10 to 15May 7, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.5B to $2.6BMay 7, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $720M to $620MMay 7, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.2B to $3.2BMay 7, 2024 to Mar 28, 2025
- RAUM · $2.2B to $3.2BMay 7, 2024 to Mar 28, 2025
- Accounts · 5 to 17Nov 3, 2023 to Mar 29, 2024
- Advisory employees · 14 to 15Nov 3, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 17Nov 3, 2023 to Mar 29, 2024
- Employees · 20 to 21Nov 3, 2023 to Mar 29, 2024
- Private funds · 3 to 10Nov 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $562M to $1.5BNov 3, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $340M to $720MNov 3, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $902M to $2.2BNov 3, 2023 to Mar 29, 2024
- RAUM · $902M to $2.2BNov 3, 2023 to Mar 29, 2024
- Related adviser · false to trueNov 3, 2023 to Mar 29, 2024
- Related bank · true to falseNov 3, 2023 to Mar 29, 2024
- Accounts · 0 to 5Jul 25, 2023 to Nov 3, 2023
- Advisory employees · 8 to 14Jul 25, 2023 to Nov 3, 2023
- Pooled vehicle clients · 0 to 5Jul 25, 2023 to Nov 3, 2023
- Employees · 12 to 20Jul 25, 2023 to Nov 3, 2023
- Private funds · unset to 3Jul 25, 2023 to Nov 3, 2023
- Discretionary RAUM · $0 to $562MJul 25, 2023 to Nov 3, 2023
- Non-discretionary RAUM · $0 to $340MJul 25, 2023 to Nov 3, 2023
- Pooled vehicle RAUM · $0 to $902MJul 25, 2023 to Nov 3, 2023
- RAUM · $0 to $902MJul 25, 2023 to Nov 3, 2023
- Advisory employees · 5 to 8Jun 6, 2023 to Jul 25, 2023
Signals
4 dated events
- L••••••• C•••••• M••••••••• L• reported RAUM $4.5B, up 40% from $3.2B (2025-05-12 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- L••••••• C•••••• M••••••••• L• reported RAUM $3.2B, up 45% from $2.2B (2024-05-07 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- L••••••• C•••••• M••••••••• L• reported RAUM $2.2B, up 144% from $901.7M (2023-11-03 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- L••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- L••••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/luminarx-cap/peoplereportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-680-4579reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026