DFX Intelligence

E•••••••• M• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

E•••••••• M• S•••

Advisor at T••••••••• L••••• A•••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:5e0f794a-af4f-6bdd-7cb1-501abd935ad8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• L••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 18, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• L••••• A•••••••• L••	Independent wealth	Nov 8, 2016	n/a	yes	HOUSTON, TX\|HOUSTON, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 14, 2006	Sep 1, 2010	no	HOUSTON, TX\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T••••••••• L••••• A•••••••• L••	Sep 1, 2010	Nov 8, 2016	2,260	Firm change after gap	Other
M•••••• L•••• T•••• C••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 28, 2006

Relationships

Registered with (3)

→ T••••••••• L••••• A•••••••• L••Registered adviserregistration: current employment
Nov 8, 2016 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 14, 2006 to Sep 1, 2010factForm ADV
→ M•••••• L•••• T•••• C••••••Registered adviserregistration: previous registration
May 12, 2006 to Nov 28, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e0f794a-af4f-6bdd-7cb1-501abd935ad8
First observed: Jun 21, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.