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Advisor at STRATEGIC ADVISERS LLC
MINNETONKA, MN | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | MINNEAPOLIS, MN|MINNETONKA, MN | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Mar 31, 2025 | no | BOSTON, MA|MINNEAPOLIS, MN|MINNETONKA, MN | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Dec 12, 2013 | Jul 13, 2018 | no | EDINA, MN|MINNETONKA, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 21, 2012 | Nov 26, 2013 | no | PORTLAND, ME | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Oct 14, 2008 | Feb 22, 2010 | no | LOVELAND, CO|LOVELAND, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STRATEGIC ADVISERS LLC | Nov 26, 2013 | Dec 12, 2013 | 16 | Firm change | Wirehouse to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 22, 2010 | Nov 21, 2012 | 1,003 | Firm change after gap | Other |