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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

Preston Mark Henry

Advisor at PRIME CAPITAL FINANCIAL

Athens, GA | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:5e1d2ad8-9745-e28b-42ac-2392e726619d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 7, 2007
First registration: Aug 15, 2011
Dual registered: yes, broker-dealer
Other names: PRESTON HENRY|PRESTON MARK HENRY|Preston M Henry
IAPD individual key: 5384217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Mar 6, 2025	n/a	yes	Athens, GA\|OVERLAND PARK, KS	Current employment
SUGARLOAF WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 11, 2020	Mar 6, 2025	no	WATKINSVILLE, GA\|DULUTH, GA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 22, 2018	Nov 5, 2020	no	ATHENS, GA\|Atlanta, GA	Previous registration
STADION MONEY MANAGEMENT, LLC	Independent wealth	Jul 28, 2015	Mar 13, 2018	no	WATKINSVILLE, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 15, 2011	Mar 25, 2015	no	JEFFERSON, GA\|ATLANTA, GA\|ATHENS, GA\|ATHENS, GA\|ATHENS, GA\|SAVANNAH, GA\|ATHENS, GA\|ATHENS, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUGARLOAF WEALTH MANAGEMENT, LLC	PRIME CAPITAL FINANCIAL	Mar 6, 2025	Mar 6, 2025	0	Firm change	RIA to RIA
ADVICE AND PLANNING SERVICES	SUGARLOAF WEALTH MANAGEMENT, LLC	Nov 5, 2020	Dec 11, 2020	36	Firm change	Ibd to RIA
STADION MONEY MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Mar 13, 2018	Mar 22, 2018	9	Firm change	Other
WELLS FARGO ADVISORS	STADION MONEY MANAGEMENT, LLC	Mar 25, 2015	Jul 28, 2015	125	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129602:288712:GA:2025-03-06	Mar 6, 2025	Mar 6, 2025	WATKINSVILLE, GA	Firm change

Relationships

Registered with (5)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ SUGARLOAF WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 11, 2020 to Mar 6, 2025factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 22, 2018 to Nov 5, 2020factForm ADV
→ STADION MONEY MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 28, 2015 to Mar 13, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 15, 2011 to Mar 25, 2015factForm ADV

Dated events

Occurred
Mar 6, 2025
Advisor changed firm
Preston Mark Henry left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-06)
Form ADVobserved 4 days ago