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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

SUGARLOAF WEALTH MANAGEMENT, LLC

CRD 129602

DULUTH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a1946b0-ea7e-af24-7a6f-e40dd173bb2f

Data as of Aug 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 16
On other graphs: 0
Observed: Mar 28, 2012 to Aug 26, 2024
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $610MItem 5.F on the latest filing (2024-08-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $601M
Private client RAUM: $555MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,536
Individual clients: 375
High net worth clients: 196
Custody, client assets: $106M
SEC number: 801-62810
CIK: 1664864
CRD: 129602
Filings on the tape: 28
First filed: Mar 28, 2012
Latest filed: Aug 26, 2024
Organised: Limited Liability Company, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CONNOLLY, JASON, THOMAS	Member	C	yes	10/2003	Mar 28, 2012	Aug 26, 2024
MANRY, TAYLOR, SNELL	Member	C	yes	01/2009	Mar 28, 2012	Aug 26, 2024
SMALLWOOD, TODD, JONES	CHIEF COMPLIANCE OFFICER	Na	yes	07/2022	Jul 29, 2022	Aug 26, 2024
WILSON, ADAM, CHAPMAN	Member	C	yes	01/2009	Mar 28, 2012	Aug 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Watkinsville	Ga	United States	6	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024	$610M	$601M	14	10	1	n/a	n/a
2022	Mar 30, 2023	$511M	$504M	14	8	1	n/a	n/a
2021	Mar 29, 2022	$512M	$506M	12	8	1	n/a	n/a
2020	Mar 31, 2021	$390M	$385M	12	8	1	n/a	n/a
2019	Mar 24, 2020	$353M	$345M	11	7	3	n/a	n/a
2018	Mar 28, 2019	$324M	$263M	11	7	3	n/a	n/a
2017	Mar 26, 2018	$288M	$226M	9	6	3	n/a	n/a
2016	Mar 28, 2017	$249M	$192M	8	5	n/a	n/a	n/a
2015	Mar 29, 2016	$216M	$170M	7	4	n/a	n/a	n/a
2014	Mar 12, 2015	$182M	$169M	7	4	n/a	n/a	n/a
2013	Mar 28, 2014	$168M	$159M	6	4	n/a	n/a	n/a
2012	Apr 1, 2013	$101M	$87.6M	8	4	n/a	n/a	n/a
2011	Mar 28, 2012	$91.3M	$76.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$610M	$511M	19.4%	$390M	16.1%	14	14	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PRIME CAPITAL FINANCIAL	8	Mar 6, 2025	Mar 6, 2025	DULUTH, GA	Firm absorbed	RIA to RIA	80.0%

Relationships

Controls (4)

← SMALLWOOD, TODD, JONESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 29, 2022 to presentfactForm ADV
← CONNOLLY, JASON, THOMASOwnerMEMBER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← WILSON, ADAM, CHAPMANOwnerMEMBER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← MANRY, TAYLOR, SNELLOwnerMEMBER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (13)

← TODD JONES SMALLWOODAdvisorregistration: previous registration
Jul 6, 2022 to Mar 12, 2025factForm ADV
← CHRISTOPHER MARTIN KOHNEAdvisorregistration: previous registration
Feb 22, 2018 to Mar 7, 2025factForm ADV
← KYLE CHARLES GAINESAdvisorregistration: previous registration
Feb 16, 2017 to Mar 7, 2025factForm ADV
← JASON THOMAS CONNOLLYAdvisorregistration: previous registration
Feb 24, 2005 to Mar 6, 2025factForm ADV
← ADAM CHAPMAN WILSONAdvisorregistration: previous registration
Feb 19, 2007 to Mar 6, 2025factForm ADV
← TAYLOR SNELL MANRYAdvisorregistration: previous registration
Feb 19, 2007 to Mar 6, 2025factForm ADV
← Preston Mark HenryAdvisorregistration: previous registration
Dec 11, 2020 to Mar 6, 2025factForm ADV
← Eric Boyd PhilipsAdvisorregistration: previous registration
Jun 27, 2024 to Mar 6, 2025factForm ADV
← Nicholas Austin SchuesslerAdvisorregistration: previous registration
Feb 4, 2019 to Mar 6, 2025factForm ADV
← Emory LinderAdvisorregistration: previous registration
Aug 4, 2023 to Mar 6, 2025factForm ADV
← Ya Ting YangAdvisorregistration: previous registration
Nov 20, 2023 to Mar 6, 2024factForm ADV
← GARY WARREN DORSEYAdvisorregistration: previous registration
Feb 24, 2005 to May 12, 2009factForm ADV
← Eric Todd StuckeyAdvisorregistration: previous registration
Feb 24, 2005 to Apr 24, 2009factForm ADV

Moved with (1)

→ PRIME CAPITAL FINANCIALRegistered adviser8 advisors, firm absorbed
Mar 6, 2025 to Mar 6, 2025factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Sugarloaf Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $610.1M)
Form ADVobserved 3 days ago
$610M
Occurred
Mar 12, 2025
Advisor changed firm
Todd Jones Smallwood left Sugarloaf Wealth Management, Llc for Procyon (registered 2025-11-13)
Form ADVobserved 3 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Christopher Martin Kohne left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-06)
Form ADVobserved 3 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Kyle Charles Gaines left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-06)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2025
Firm absorbed
Sugarloaf Wealth Management, LLC's advisors moved to Prime Capital Financial (Watkinsville, GA): 8 of 10 registered, a day apart
Form ADVobserved 3 days ago
8 advisors
Occurred
Mar 6, 2025
Advisor changed firm
Eric Boyd Philips left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-05)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Adam Chapman Wilson left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-05)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Nicholas Austin Schuessler left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-05)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Preston Mark Henry left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-06)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Taylor Snell Manry left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-05)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Jason Thomas Connolly left Sugarloaf Wealth Management, Llc for Osaic Wealth, Inc. (registered 2007-08-08)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2025
Advisor changed firm
Emory Linder left Sugarloaf Wealth Management, Llc for Prime Capital Financial (registered 2025-03-05)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2024
Advisor changed firm
Ya Ting Yang left Sugarloaf Wealth Management, Llc for Ernst & Young Investment Advisers Llp (registered 2024-11-15)
Form ADVobserved 3 days ago
Occurred
Jul 29, 2022
Control person left
Maggill Douglas Everett (Member, Chief Compliance Officer) no longer on Schedule A of Sugarloaf Wealth Management, Llc (listed 2022-04-18, absent 2022-07-29)
Form ADVobserved 3 days ago
Occurred
Jul 29, 2022
Control person joined
Jones Todd Smallwood (Chief Compliance Officer) appeared on Schedule A of Sugarloaf Wealth Management, Llc
Form ADVobserved 3 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Sugarloaf Wealth Management, Llc reported RAUM $512.3M, up 31% from $389.6M (2021-03-31 to 2022-03-29)
Form ADVobserved 3 days ago
$123M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a1946b0-ea7e-af24-7a6f-e40dd173bb2f
First observed: Mar 28, 2012
Last observed: Aug 26, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUGARLOAF WEALTH MANAGEMENT, LLC

CRD 129602

DULUTH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a1946b0-ea7e-af24-7a6f-e40dd173bb2f

Data as of Aug 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CONNOLLY, JASON, THOMAS

Member

yes

10/2003

Mar 28, 2012

Aug 26, 2024

MANRY, TAYLOR, SNELL

Member

yes

01/2009

Mar 28, 2012

Aug 26, 2024

SMALLWOOD, TODD, JONES

CHIEF COMPLIANCE OFFICER

yes

07/2022

Jul 29, 2022

Aug 26, 2024

WILSON, ADAM, CHAPMAN

Member

yes

01/2009

Mar 28, 2012

Aug 26, 2024

City

State

Country

Employees

Also broker-dealer

Watkinsville

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 27, 2024

$610M

$601M

n/a

2022

Mar 30, 2023

$511M

$504M

n/a

2021

Mar 29, 2022

$512M

$506M

n/a

2020

Mar 31, 2021

$390M

$385M

n/a

2019

Mar 24, 2020

$353M

$345M

n/a

2018

Mar 28, 2019

$324M

$263M

n/a

2017

Mar 26, 2018

$288M

$226M

n/a

2016

Mar 28, 2017

$249M

$192M

n/a

2015

Mar 29, 2016

$216M

$170M

n/a

2014

Mar 12, 2015

$182M

$169M

n/a

2013

Mar 28, 2014

$168M

$159M

n/a

2012

Apr 1, 2013

$101M

$87.6M

n/a

2011

Mar 28, 2012

$91.3M

$76.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$610M

$511M

19.4%

$390M

16.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PRIME CAPITAL FINANCIAL

Mar 6, 2025

DULUTH, GA

Firm absorbed

RIA to RIA

80.0%