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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

Randall Warren Nelson

Advisor at THE BAKER GROUP, LP

OKLAHOMA CITY, OK | Tulsa, OK

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Search this name across graphsid dfx:ria:5e237367-176a-270a-2bc7-9584887cc7f2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE BAKER GROUP, LP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 12, 1992
First registration: Aug 17, 2000
Dual registered: yes, broker-dealer
Other names: RANDY NELSON|RANDALL W NELSON
IAPD individual key: 2105965

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE BAKER GROUP, LP	State registered	Mar 3, 2025	n/a	yes	Tulsa, OK\|Tulsa, OK\|OKLAHOMA CITY, OK	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Oct 22, 2019	Jan 18, 2024	no	DENVER, CO\|TULSA, OK\|PLANO, TX\|GREAT FALLS, MT	Previous registration
WARREN CAPITAL, CORP.	n/a	Mar 2, 2005	Mar 31, 2011	no	TULSA, OK	Previous registration
WELLS NELSON & ASSOCIATES, L.L.C.	n/a	Aug 17, 2000	Dec 3, 2019	no	TULSA, OK\|DALLAS, TX\|LITTLE ROCK, AR\|OKLAHOMA CITY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	THE BAKER GROUP, LP	Jan 18, 2024	Mar 3, 2025	410	Firm change after gap	RIA to state RIA
WELLS NELSON & ASSOCIATES, L.L.C.	WARREN CAPITAL, CORP.	Dec 3, 2019	Mar 2, 2005	-5,389	Firm change after gap	Other
WARREN CAPITAL, CORP.	D.A. DAVIDSON & CO.	Mar 31, 2011	Oct 22, 2019	3,127	Firm change after gap	Other

Relationships

Registered with (4)

→ THE BAKER GROUP, LPRegistered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Oct 22, 2019 to Jan 18, 2024factForm ADV
→ WELLS NELSON & ASSOCIATES, L.L.C.Registered adviserregistration: previous registration
Aug 17, 2000 to Dec 3, 2019factForm ADV
→ WARREN CAPITAL, CORP.Registered adviserregistration: previous registration
Mar 2, 2005 to Mar 31, 2011factForm ADV

Dated events

Occurred
Jan 18, 2024
Advisor changed firm
Randall Warren Nelson left D.A. Davidson & Co. for The Baker Group, Lp (registered 2025-03-03)
Form ADVobserved 5 days ago