RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• W••••• N•••••
- T•• B•••• G••••• L• state registered currentsince Mar 3, 2025 · Tulsa, Ok
- D••• D••••••• • C•• independent RIAOct 22, 2019 to Jan 18, 2024 · Denver, Co
- W••••• C••••••• C•••• unclassifiedMar 2, 2005 to Mar 31, 2011 · Tulsa, Ok
- W•••• N••••• • A••••••••• L••••• unclassifiedAug 17, 2000 to Dec 3, 2019 · Tulsa, Ok
- D••• D••••••• • C•• to T•• B•••• G••••• L•left Jan 18, 2024, registered Mar 3, 2025 (410 days) · RIA to a state-registered adviser
- W•••• N••••• • A••••••••• L••••• to W••••• C••••••• C••••left Dec 3, 2019, registered Mar 2, 2005 (-5389 days) · Other
- W••••• C••••••• C•••• to D••• D••••••• • C••left Mar 31, 2011, registered Oct 22, 2019 (3127 days) · Other
- R•••••• W••••• N••••• left D••• D••••••• • C•• for T•• B•••• G••••• L• (registered 2025-03-03)Jan 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address