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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

WILLIAM JOHN MCBRIDE

Advisor at VANGUARD ADVISERS, INC.

MALVERN, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 25, 2001
First registration: Oct 14, 2005
Dual registered: yes, broker-dealer
Other names: Bill John McBride
IAPD individual key: 2277602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Feb 10, 2021	n/a	yes	MALVERN, PA	Current employment
OBJECTIVE INVESTMENT ADVISORS, LLC	n/a	Sep 11, 2008	Nov 4, 2009	no	RIDGEWOOD, NJ	Previous registration
LEHMAN BROTHERS INC.	n/a	Jan 3, 2007	Mar 26, 2008	no	NEW YORK, NY	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Oct 14, 2005	Jan 12, 2007	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OBJECTIVE INVESTMENT ADVISORS, LLC	VANGUARD ADVISERS, INC.	Nov 4, 2009	Feb 10, 2021	4,116	Firm change after gap	Other
LEHMAN BROTHERS INC.	OBJECTIVE INVESTMENT ADVISORS, LLC	Mar 26, 2008	Sep 11, 2008	169	Firm change	Other
NEUBERGER BERMAN BD LLC	LEHMAN BROTHERS INC.	Jan 12, 2007	Jan 3, 2007	-9	Firm change	Other

Relationships

Registered with (4)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Feb 10, 2021 to presentfactForm ADV
→ OBJECTIVE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 11, 2008 to Nov 4, 2009factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Mar 26, 2008factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Oct 14, 2005 to Jan 12, 2007factForm ADV

Dated events

No dated event names this entity yet.