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Advisor at VESTIA PERSONAL WEALTH ADVISORS
FORT WAYNE, IN | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VESTIA PERSONAL WEALTH ADVISORS | Independent wealth | Sep 30, 2020 | n/a | yes | FORT WAYNE, IN|LOS ANGELES, CA | Current employment |
| LARSON FINANCIAL GROUP, LLC | Bd affiliated wealth | Apr 29, 2011 | Sep 30, 2020 | no | CENTURY CITY, CA|SAINT LOUIS, MO|Pasadena, CA|Los Angeles, CA|Iowa City, IA | Previous registration |
| CRI SECURITIES, LLC | Former SEC adviser | Sep 27, 2007 | Apr 19, 2011 | no | MADISON, WI|IOWA CITY, IA|IOWA CITY, IA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 27, 2007 | Apr 19, 2011 | no | MADISON, WI|IOWA CITY, IA|IOWA CITY, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LARSON FINANCIAL GROUP, LLC | VESTIA PERSONAL WEALTH ADVISORS | Sep 30, 2020 | Sep 30, 2020 | 0 | Firm change | RIA to RIA |
| SECURIAN FINANCIAL SERVICES, INC. | CRI SECURITIES, LLC | Apr 19, 2011 | Sep 27, 2007 | -1,300 | Channel change | Other |
| CRI SECURITIES, LLC | LARSON FINANCIAL GROUP, LLC | Apr 19, 2011 | Apr 29, 2011 | 10 | Firm change | Other |