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V••••• ADVISORS, LLC, CRD 290565
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T••••• S•••• M••••• | Certified Financial Planner | FORT WAYNE, IN | Fort Wayne, IN | 8 | 24 | 4 | no |
| L••••• L•• O•••••• | Certified Financial Planner | FORT WAYNE, IN | NASHVILLE, TN | 8 | 16 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M•••••• T•••••• S•••• | DIRECTOR OPERATING OFFICER | Na | yes | 11/2017 | Aug 26, 2026 | Aug 26, 2026 |
| O••••••• L•••••• L•• | CHIEF EXECUTIVE OFFICER | Na | yes | 06/2022 | Aug 26, 2026 | Aug 26, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| M•••••• S••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| V••••• I••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| V••••• R••••••••• P••• C••••••••• |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Nashville | Tn | United States | 3 | yes |
| PONTE VEDRA | FL | United States | 1 | no |
| Indianapolis | In | United States | 1 | no |
| Simpsonville | Sc | United States | 1 | no |
| n/a | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 0 | 5 | 0.0% | 1 | 0 | 0 | 8 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $827M | 28.3% | $514M | 27.3% | 31 | 27 | 8 | 10 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| P••••••• F•••••••• | 2 | Feb 1, 2022 | Feb 2, 2022 | FORT WAYNE, IN | Team lift out | RIA to RIA | 14.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| L••••• F•••••••• G••••• L•• | 3 | Jan 2, 2018 | Oct 14, 2019 | FORT WAYNE, IN | Team lift out | Other | 7.0% |
| L••••• F•••••••• G••••• L•• | 2 | Jan 2, 2018 | Nov 9, 2021 |
| yes |
| K•••••• J• H•••••• | Certified Financial Planner | FORT WAYNE, IN | 7 | 14 | 2 | no |
| M•••••• W•••••• T•••• | Certified Financial Planner | FORT WAYNE, IN | 7 | 12 | 1 | no |
| L•••••• M••••••• H••••• | n/a | FORT WAYNE, IN | 6 | 14 | 1 | yes |
| B•••••• M••••• Q•••• | n/a | FORT WAYNE, IN | 6 | 16 | n/a | no |
| C•••••• D••••• H•••••• | Certified Financial Planner | FORT WAYNE, IN | INDIANAPOLIS, IN | 6 | 17 | 1 | no |
| J••••• A• M•••••• | n/a | ST LOUIS, MO | FORT WAYNE, IN | 6 | 19 | 3 | no |
| C•••••••• K••• | n/a | FORT WAYNE, IN | NASHVILLE, TN | 6 | 10 | n/a | no |
| F•••••• M•••••• F•••••• | n/a | FORT WAYNE, IN | LOS ANGELES, CA | 5 | 24 | 3 | no |
| J••••••• A••• C•••••••• | Chartered Financial Consultant | FORT WAYNE, IN | ST LOUIS, MO | 5 | 21 | 1 | yes |
| C••••••••• D•••• R•••••• | Certified Financial Planner | SIMPSONVILLE, SC | FORT WAYNE, IN | 4 | 11 | 1 | no |
| K•• A•• T•• P••• | Certified Financial Planner | ANNAPOLIS, MD | FORT WAYNE, IN | 4 | 9 | n/a | no |
| K•••••• D•••• D•••••• | Certified Financial Planner | FORT WAYNE, IN | NASHVILLE, TN | 2 | 14 | 1 | yes |
| N••••• L• M•••••••• | n/a | FORT WAYNE, IN | 1 | 16 | 1 | no |
| C•••• D•••••• S••••• | n/a | FORT WAYNE, IN | 1 | 10 | 1 | no |
| J•••••••• D•••• D••••• | Certified Financial Planner | GRETNA, NE | FORT WAYNE, IN | 0 | 14 | 1 | no |
| B•••••• S•••• S••••••••• | n/a | FORT WAYNE, IN | 0 | 10 | 3 | no |
| L••• B•••••• W•••••• | n/a | FORT WAYNE, IN | INDIANAPOLIS, IN | 0 | 20 | 1 | no |
| E••• Y•••• B•••••••• | n/a | FORT WAYNE, IN | 0 | 11 | n/a | no |
| L••••• G•••• C•••••• | Certified Financial Planner | FORT WAYNE, IN | NASHVILLE, TN | 0 | 13 | 2 | no |
| A••••• M•••• F••••••• | Certified Financial Planner | FORT WAYNE, IN | NASHVILLE, TN | 0 | 17 | 1 | yes |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 05/2019 |
| Aug 26, 2026 |
| Aug 26, 2026 |
| T••••• M••••••• W•••••• | CHIEF TECHNOLOGY OFFICER | Na | yes | 06/2022 | Aug 26, 2026 | Aug 26, 2026 |
| V••••• H•••••••• L•• | HOLDING COMPANY | E | yes | 09/2017 | Aug 26, 2026 | Aug 26, 2026 |
| D•••••• J••••••••• D•••• | MANAGING MEMBER | E | yes | 01/2024 | Mar 28, 2024 | Nov 20, 2024 |
| F••••••• F••••••• M•••••• | MANAGING MEMBER | E | yes | 10/2020 | Mar 31, 2021 | Nov 20, 2024 |
| H••••••• C••••••• D••••• | MANAGING MEMBER | E | yes | 10/2017 | Nov 15, 2017 | Nov 20, 2024 |
| H••••••• K••••••• J• | MANAGING MEMBER | E | yes | 06/2022 | Jul 14, 2022 | Nov 20, 2024 |
| M•••••• T•••••• S•••• | MANAGING MEMBER | E | yes | 12/2017 | Nov 15, 2017 | Nov 20, 2024 |
| O••••••• L•••••• L•• | MANAGING MEMBER | E | yes | 10/2017 | Nov 15, 2017 | Nov 20, 2024 |
| Q••••• B••••••• M••••• | MANAGING MEMBER | E | yes | 01/2020 | Jun 3, 2020 | Nov 20, 2024 |
| Q••••• B••••••• M••••• | PRESIDENT AND CHIEF OPERATING OFFICER | Na | yes | 07/2019 | Jun 3, 2020 | Nov 20, 2024 |
| T••••• M••••••• W•••••• | MANAGING MEMBER | E | yes | 10/2017 | Nov 15, 2017 | Nov 20, 2024 |
| 6••• H•••••••• I•• | MINORITY MEMBER | F | no | 10/2020 | Mar 31, 2021 | Nov 20, 2024 |
| A••••••• C••••••••• L•• | MINORITY MEMBER | F | no | 12/2017 | Jan 2, 2018 | Nov 20, 2024 |
| C•• F••••••••• L•• | MINORITY MEMBER | F | no | 10/2017 | Nov 15, 2017 | Nov 20, 2024 |
| C••••••••• C••••••••• L••• | MINORITY MEMBER | F | no | 06/2022 | Jul 14, 2022 | Nov 20, 2024 |
| K••••••• L•• | MINORITY MEMBER | F | no | 01/2020 | Jun 3, 2020 | Nov 20, 2024 |
| L••• S•••• K••• | MINORITY MEMBER | F | no | 10/2017 | Nov 15, 2017 | Nov 20, 2024 |
| M• A••••••• S•••••••• L•• | MINORITY MEMBER | F | no | 10/2017 | Nov 15, 2017 | Nov 20, 2024 |
| P•••••• R•••• H•••••••• L•• | MINORITY MEMBER | F | no | 01/2024 | Mar 28, 2024 | Nov 20, 2024 |
| S•••• A••••••• S•••••••• L•• | MINORITY MEMBER | F | no | 10/2017 | Nov 15, 2017 | Nov 20, 2024 |
| n/a |
| n/a |
| n/a |
| N |
| yes |
| n/a |
| V••••• V•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| 1 |
| yes |
| n/a | n/a | n/a | 1 | yes |
| $1.1B |
| $1.1B |
| 31 |
| 17 |
| 9 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $827M | $827M | 27 | 18 | 10 | n/a | n/a |
| 2023 | Mar 28, 2024 | $668M | $668M | 23 | 15 | 10 | n/a | n/a |
| 2022 | Mar 31, 2023 | $514M | $514M | 23 | 15 | 10 | n/a | n/a |
| 2021 | Feb 28, 2022 | $577M | $561M | 21 | 14 | 6 | n/a | n/a |
| 2020 | Mar 31, 2021 | $515M | $515M | 21 | 17 | 6 | n/a | n/a |
| 2019 | Jan 21, 2020 | $386M | $386M | 17 | 11 | 3 | n/a | n/a |
| 2018 | Apr 16, 2019 | $306M | $306M | 12 | 9 | 4 | n/a | n/a |
| SAINT LOUIS, MO |
| Team lift out |
| Other |
| 4.7% |