DFX Intelligence

R••• A•••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

R••• A•••••••• M••••

Advisor at S••••• G••••• I••••••••• L••

BOUNTIFUL, UT | Arvada, CO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G••••• I••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G••••• I••••••••• L••	Mixed wealth	Oct 11, 2023	n/a	yes	Arvada, CO\|BOUNTIFUL, UT	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 6, 2012	Oct 3, 2023	no	DENVER, CO\|Englewood, CO\|Centennial, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	S••••• G••••• I••••••••• L••	Oct 3, 2023	Oct 11, 2023	8	Firm change	Ibd to RIA
I••••••••• A••••••• I••••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Jan 6, 2012	Jan 6, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
16164:157091:CO:2023-08-28	Oct 3, 2023	Oct 11, 2023	CENTENNIAL, CO	Firm change

Relationships

Registered with (3)

→ S••••• G••••• I••••••••• L••Registered adviserregistration: current employment
Oct 11, 2023 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2012 to Oct 3, 2023factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2008 to Jan 6, 2012factForm ADV

Dated events

Order

Occurred
3 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 11, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.