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RIA / WealthAdvisorCertified Financial Planner16 years in industry

Keith Stabasefski

Advisor at KESTRA PRIVATE WEALTH SERVICES, LLC

Huntersville, NC | MOORESVILLE, NC | AUSTIN, TX

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Search this name across graphsid dfx:ria:5e449e77-4548-1ddf-a98b-3c1bc37e0a6d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA PRIVATE WEALTH SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 30, 2011
First registration: Jan 4, 2012
Dual registered: no
Other names: KEITH RICHARD STABASEFSK|KEITH RICHARD STABASEFSKI
IAPD individual key: 5817275

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	Mar 16, 2023	n/a	yes	AUSTIN, TX\|Huntersville, NC\|MOORESVILLE, NC	Current employment
BGW WEALTH ADVISORS, LLC	n/a	May 31, 2022	Mar 17, 2023	no	CHARLOTTE, NC	Previous registration
CAPITAL ONE INVESTING, INC.	Former SEC adviser	Nov 20, 2019	Sep 20, 2021	no	Davidson, NC\|Mooresville, NC\|MCLEAN, VA	Previous registration
SOUTHEAST FINANCIAL GROUP	Former SEC adviser	Oct 3, 2013	Nov 11, 2019	no	DAVIDSON, NC\|Davidson, NC\|RALEIGH, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 4, 2012	Oct 3, 2013	no	DAVIDSON, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BGW WEALTH ADVISORS, LLC	KESTRA PRIVATE WEALTH SERVICES, LLC	Mar 17, 2023	Mar 16, 2023	-1	Firm change	Other
CAPITAL ONE INVESTING, INC.	BGW WEALTH ADVISORS, LLC	Sep 20, 2021	May 31, 2022	253	Firm change	Other
SOUTHEAST FINANCIAL GROUP	CAPITAL ONE INVESTING, INC.	Nov 11, 2019	Nov 20, 2019	9	Firm change	RIA to RIA
LPL FINANCIAL LLC	SOUTHEAST FINANCIAL GROUP	Oct 3, 2013	Oct 3, 2013	0	Firm change	Other

Relationships

Registered with (5)

→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: current employment
Mar 16, 2023 to presentfactForm ADV
→ BGW WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
May 31, 2022 to Mar 17, 2023factForm ADV
→ CAPITAL ONE INVESTING, INC.Registered adviserregistration: previous registration
Nov 20, 2019 to Sep 20, 2021factForm ADV
→ SOUTHEAST FINANCIAL GROUPRegistered adviserregistration: previous registration
Oct 3, 2013 to Nov 11, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 4, 2012 to Oct 3, 2013factForm ADV

Dated events

Occurred
Mar 17, 2023
Advisor changed firm
Keith Stabasefski left Bgw Wealth Advisors, Llc for Kestra Private Wealth Services, Llc (registered 2023-03-16)
Form ADVobserved 5 days ago