DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith Stabasefski
Certified Financial Planner
Feed of 09/15/2026
Also filed as Keith Richard Stabasefsk
At current firm
3 y
since Mar 16, 2023
In the industry
16 y
since Jun 1, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Private Wealth Services, LLC BD affiliated currentsince Mar 16, 2023 · Austin, Tx
- Bgw Wealth Advisors, LLC unclassifiedMay 31, 2022 to Mar 17, 2023 · Charlotte, Nc
- Capital One Investing, Inc. formerNov 20, 2019 to Sep 20, 2021 · Davidson, Nc
- Southeast Financial Group formerOct 3, 2013 to Nov 11, 2019 · Davidson, Nc
- LPL Financial LLC BD affiliatedJan 4, 2012 to Oct 3, 2013 · Davidson, Nc
Moves
a registration end followed by a registration begin elsewhere
- Bgw Wealth Advisors, LLC to Kestra Private Wealth Services, LLCleft Mar 17, 2023, registered Mar 16, 2023 (-1 days) · Other
- Capital One Investing, Inc. to Bgw Wealth Advisors, LLCleft Sep 20, 2021, registered May 31, 2022 (253 days) · Other
- Southeast Financial Group to Capital One Investing, Inc.left Nov 11, 2019, registered Nov 20, 2019 (9 days) · RIA to RIA
- LPL Financial LLC to Southeast Financial Groupleft Oct 3, 2013, registered Oct 3, 2013 (0 days) · Other
Signals
- Keith Stabasefski left Bgw Wealth Advisors, Llc for Kestra Private Wealth Services, Llc (registered 2023-03-16)Mar 17, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address