This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$161MItem 5.F on the latest filing (2026-02-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$161M

Private client RAUM

$161MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$80.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

435

Individual clients

49

High net worth clients

37

Custody, client assets

$46.2M

SEC number

801-122180

CRD

315368

Filings on the tape

16

First filed

Jul 28, 2021

Latest filed

Feb 24, 2026

Organised

Limited Liability Company, MN

Website

blueoxwm.com

• Occurred

  Sep 29, 2021
  Control person left

  Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Sieben Wealth Planning Llc (listed 2021-07-28, absent 2021-09-29)

  Form ADVobserved 6 days ago
• Occurred

  Sep 29, 2021
  Control person joined

  Michael David Sieben (Principal And Chief Compliance Officer) appeared on Schedule A of Sieben Wealth Planning Llc

  Form ADVobserved 6 days ago
• Occurred

  Jul 28, 2021
  First Form ADV filing

  Blue Ox Wealth Management Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5e4f8487-b465-90ad-1683-aca6abb7299c

First observed

Jul 28, 2021

Last observed

Feb 24, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.